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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMXC icon
851
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.4B
$356K 0.01%
+7,135
New +$370K
SJNK icon
852
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$354K 0.01%
14,481
-7,739
-35% -$191K
GRID
853
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.4B
$354K 0.01%
3,767
+812
+27% +$82K
CCS icon
854
Century Communities
CCS
$2B
$354K 0.01%
5,295
-410
-7% -$29.9K
CINF icon
855
Cincinnati Financial
CINF
$28.3B
$353K 0.01%
3,447
-1,277
-27% -$134K
VONV icon
856
Vanguard Russell 1000 Value ETF
VONV
$20.4B
$351K 0.01%
5,271
+24
+0.5% +$1.67K
TSN icon
857
Tyson Foods
TSN
$20.2B
$351K 0.01%
6,955
-4,534
-39% -$242K
FRPT icon
858
Freshpet
FRPT
$2.83B
$351K 0.01%
5,330
+50
+0.9% +$3.59K
INFL icon
859
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.5B
$347K 0.01%
11,410
+5
+0% +$157
BR icon
860
Broadridge
BR
$17.2B
$347K 0.01%
1,939
-99
-5% -$17.5K
DOV icon
861
Dover
DOV
$27.2B
$347K 0.01%
2,488
-258
-9% -$37.2K
VONE icon
862
Vanguard Russell 1000 ETF
VONE
$8.19B
$345K 0.01%
+1,774
New +$359K
IGM icon
863
iShares Expanded Tech Sector ETF
IGM
$9.94B
$345K 0.01%
5,412
+300
+6% +$19.8K
PPG icon
864
PPG Industries
PPG
$25.9B
$345K 0.01%
+2,657
New +$373K
FIDU icon
865
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$344K 0.01%
+6,358
New +$361K
YUM icon
866
Yum! Brands
YUM
$41B
$341K 0.01%
2,733
+16
+0.6% +$2.1K
BKH icon
867
Black Hills Corp
BKH
$5.73B
$341K 0.01%
+6,744
New +$383K
JMUB icon
868
JPMorgan Municipal ETF
JMUB
$8.19B
$341K 0.01%
+7,047
New +$350K
OKTA icon
869
Okta
OKTA
$24.1B
$340K 0.01%
4,177
+710
+20% +$53.8K
FFTY icon
870
CapForce IBD 50 ETF
FFTY
$80.2M
$340K 0.01%
+15,187
New +$367K
REGL icon
871
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
$340K 0.01%
5,090
-230
-4% -$16.1K
STNE icon
872
StoneCo
STNE
$2.62B
$339K 0.01%
31,725
-8,200
-21% -$101K
B
873
Barrick Mining
B
$62.2B
$338K 0.01%
23,261
-19,135
-45% -$314K
OTIS icon
874
Otis Worldwide
OTIS
$27.4B
$336K 0.01%
4,189
+141
+3% +$12.1K
CTAS icon
875
Cintas
CTAS
$82.4B
$336K 0.01%
2,792
-4
-0.1% -$498
33 34
35
36 37

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.