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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICLR icon
851
Icon
ICLR
$13.9B
$332K 0.01%
1,701
+62
+4% +$12.1K
CDE icon
852
Coeur Mining
CDE
$15.2B
$331K 0.01%
+31,974
New +$263K
COR icon
853
Cencora
COR
$61.7B
$331K 0.01%
3,383
-2,571
-43% -$257K
HL icon
854
Hecla Mining
HL
$9.68B
$331K 0.01%
+51,152
New +$272K
CTAS icon
855
Cintas
CTAS
$86.8B
$329K 0.01%
3,720
-280
-7% -$24.3K
FCOM icon
856
Fidelity MSCI Communication Services Index ETF
FCOM
$1.8B
$329K 0.01%
7,230
+613
+9% +$25.9K
ORLY icon
857
O'Reilly Automotive
ORLY
$76.6B
$329K 0.01%
10,920
-705
-6% -$21.3K
PWB icon
858
Invesco Large Cap Growth ETF
PWB
$2.21B
$329K 0.01%
4,872
-6,512
-57% -$420K
SSTK icon
859
Shutterstock
SSTK
$223M
$329K 0.01%
+4,593
New +$305K
UFOX
860
Defiance Space and Connective Tech ETF
UFOX
$808M
$329K 0.01%
9,800
+2,004
+26% +$62.6K
AT
861
DELISTED
Atlantic Power Corporation
AT
$329K 0.01%
156,513
+12,533
+9% +$25.4K
FVC icon
862
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$326K 0.01%
10,484
-255
-2% -$7.33K
KWEB icon
863
KraneShares CSI China Internet ETF
KWEB
$5.4B
$326K 0.01%
+4,238
New +$314K
SNY icon
864
Sanofi
SNY
$108B
$326K 0.01%
6,713
+67
+1% +$3.3K
CBRL icon
865
Cracker Barrel
CBRL
$1.16B
$324K 0.01%
2,455
-129
-5% -$16.6K
FDT icon
866
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.25B
$324K 0.01%
5,735
-15,660
-73% -$833K
MFIC icon
867
MidCap Financial Investment
MFIC
$800M
$324K 0.01%
30,519
+1,267
+4% +$12.3K
VRP icon
868
Invesco Variable Rate Preferred ETF
VRP
$2.98B
$324K 0.01%
+12,503
New +$317K
RTL
869
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$324K 0.01%
43,623
-6,200
-12% -$43.6K
CHIQ icon
870
Global X MSCI China Consumer Discretionary ETF
CHIQ
$128M
$323K 0.01%
+9,073
New +$291K
SPYM
871
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$323K 0.01%
7,345
+1,446
+25% +$60.3K
EWT icon
872
iShares MSCI Taiwan ETF
EWT
$9.55B
$321K 0.01%
+6,056
New +$296K
EXPD icon
873
Expeditors International
EXPD
$22.4B
$321K 0.01%
3,375
+762
+29% +$69.4K
CMLS
874
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$321K 0.01%
36,862
-1,200
-3% -$8.42K
SSRM icon
875
SSR Mining
SSRM
$5.17B
$319K 0.01%
+15,838
New +$302K
33 34
35
36 37

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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.