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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.67%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.94B
AUM Growth
+$180M
Cap. Flow
+$124M
Cap. Flow %
6.4%
Top 10 Hldgs %
20.35%
Holding
1,072
New
132
Increased
502
Reduced
333
Closed
83

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.07M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.35M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.68M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.71M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.32M

Top Sells

Rank Stock Value
1
SOXX icon
iShares Semiconductor ETF
SOXX
+$5.42M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.17M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.16M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$3.41M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.03M

Sector Composition

Rank Sector Weight
1 Technology 7.37%
2 Financials 4.66%
3 Healthcare 4.23%
4 Consumer Discretionary 4.19%
5 Industrials 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHKP icon
851
Check Point Software Technologies
CHKP
$13.3B
$228K 0.01%
1,972
-218
-10% -$25.7K
PHG icon
852
Philips
PHG
$25.4B
$228K 0.01%
6,573
-53
-0.8% -$1.7K
USO icon
853
United States Oil Fund
USO
$2.45B
$228K 0.01%
2,363
-126
-5% -$12.6K
WDFC icon
854
WD-40
WDFC
$3.1B
$228K 0.01%
+1,434
New +$235K
BIIB icon
855
Biogen
BIIB
$29.9B
$227K 0.01%
+969
New +$224K
NSSC icon
856
Napco Security Technologies
NSSC
$1.28B
$227K 0.01%
+15,320
New +$203K
TDOC icon
857
Teladoc Health
TDOC
$1.58B
$227K 0.01%
+3,423
New +$199K
IGOV icon
858
iShares International Treasury Bond ETF
IGOV
$1.34B
$226K 0.01%
4,442
-2,197
-33% -$108K
RPAI
859
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$226K 0.01%
19,243
-856
-4% -$10.5K
FPF
860
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$225K 0.01%
9,883
-375
-4% -$8.35K
UL icon
861
Unilever
UL
$131B
$225K 0.01%
3,229
-191
-6% -$13K
QQQ icon
862
CALL
Invesco QQQ Trust
QQQ
$455B
$224K 0.01%
1,200
– –
RHP icon
863
Ryman Hospitality Properties
RHP
$8.4B
$223K 0.01%
2,750
-121
-4% -$9.91K
CB icon
864
Chubb
CB
$140B
$222K 0.01%
1,508
-15
-1% -$2.17K
GPN icon
865
Global Payments
GPN
$22.1B
$222K 0.01%
+1,383
New +$206K
PFC
866
DELISTED
Premier Financial Corp. Common Stock
PFC
$222K 0.01%
7,757
-299
-4% -$8.56K
IGM icon
867
iShares Expanded Tech Sector ETF
IGM
$9.94B
$221K 0.01%
6,150
-936
-13% -$33.1K
RSPT icon
868
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.38B
$221K 0.01%
+12,430
New +$215K
WFC.PRL icon
869
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$221K 0.01%
162
– –
DISCK
870
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$220K 0.01%
+7,723
New +$210K
GF
871
New Germany Fund
GF
$184M
$219K 0.01%
15,418
– –
NIM icon
872
Nuveen Select Maturities Municipal Fund
NIM
$117M
$219K 0.01%
20,975
-4,350
-17% -$44.7K
STX icon
873
Seagate
STX
$193B
$219K 0.01%
4,646
+388
+9% +$18.1K
EBAY icon
874
eBay
EBAY
$48.6B
$218K 0.01%
+5,515
New +$207K
SCHM icon
875
Schwab US Mid-Cap ETF
SCHM
$14.6B
$218K 0.01%
+11,433
New +$214K
33 34
35
36 37

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Sigma Planning Corp's Q2 2019 Portfolio in Review

As of Q2 2019, Sigma Planning Corp held 1,072 positions worth $1.94B, up 10% from $1.76B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q2 2019, opening 132 new positions and adding to 502 existing holdings. Its largest new stake was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares S&P 500 Value ETF, an estimated $5.17M trimmed.

  • Sigma Planning Corp's largest Q2 2019 buy was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q2 2019, an estimated $9.07M increase.
  • Sigma Planning Corp's biggest Q2 2019 reduction was iShares S&P 500 Value ETF, cutting an estimated $5.17M.
  • Sigma Planning Corp fully exited iShares Semiconductor ETF in Q2 2019, selling an estimated $5.42M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.94B portfolio in Q2 2019.
  • Sigma Planning Corp opened 132 new positions and closed 83 in Q2 2019.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $1.94B.

Based on Sigma Planning Corp's 13F filing for Q2 2019, filed 1 Aug 2019.