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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHW
851
Calamos Global Dynamic Income Fund
CHW
$544M
$214K 0.01%
23,633
+15
+0.1% +$136
EXK
852
Endeavour Silver
EXK
$2.32B
$214K 0.01%
92,641
-2,265
-2% -$5.75K
PALL icon
853
abrdn Physical Palladium Shares ETF
PALL
$603M
$214K 0.01%
+10,475
New +$189K
SHOP icon
854
Shopify
SHOP
$148B
$214K 0.01%
+12,990
New +$198K
EOG icon
855
EOG Resources
EOG
$78B
$213K 0.01%
+1,666
New +$203K
GNW icon
856
Genworth Financial
GNW
$3.8B
$213K 0.01%
51,117
-800
-2% -$3.61K
LRGF icon
857
iShares US Equity Factor ETF
LRGF
$3.52B
$213K 0.01%
+6,341
New +$211K
TEVA icon
858
Teva Pharmaceuticals
TEVA
$35.9B
$213K 0.01%
9,896
-1,000
-9% -$23.2K
PPA icon
859
Invesco Aerospace & Defense ETF
PPA
$8.27B
$212K 0.01%
+3,448
New +$202K
PSA icon
860
Public Storage
PSA
$60.2B
$212K 0.01%
1,051
-415
-28% -$89.6K
RYAM icon
861
Rayonier Advanced Materials
RYAM
$565M
$212K 0.01%
11,479
+1,046
+10% +$20.5K
EFR
862
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$211K 0.01%
14,994
-980
-6% -$13.9K
AAXJ icon
863
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.65B
$210K 0.01%
2,967
+151
+5% +$10.7K
VST icon
864
Vistra
VST
$55.1B
$210K 0.01%
+8,450
New +$194K
BPT
865
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$209K 0.01%
+6,058
New +$182K
OPLN
866
Openlane
OPLN
$4.17B
$208K 0.01%
+9,223
New +$213K
TNL icon
867
Travel + Leisure Co
TNL
$4.54B
$208K 0.01%
+4,805
New +$213K
UL icon
868
Unilever
UL
$131B
$208K 0.01%
+3,369
New +$212K
DY icon
869
Dycom Industries
DY
$12.9B
$207K 0.01%
2,448
+40
+2% +$3.46K
IFF icon
870
International Flavors & Fragrances
IFF
$19.4B
$207K 0.01%
+1,487
New +$196K
PCI
871
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$207K 0.01%
+8,596
New +$207K
AIRR icon
872
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.5B
$206K 0.01%
7,378
-799
-10% -$22.2K
AOR icon
873
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.63B
$206K 0.01%
+4,553
New +$204K
AZPN
874
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$206K 0.01%
1,810
-470
-21% -$53.5K
DBX icon
875
Dropbox
DBX
$6.81B
$204K 0.01%
+7,616
New +$220K
33 34
35
36 37

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BPS
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Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.