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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSEP icon
826
Innovator US Equity Power Buffer ETF September
PSEP
$841M
$458K 0.01%
10,466
+34
+0.3% +$1.47K
IONQ icon
827
IonQ
IONQ
$16.1B
$457K 0.01%
10,183
-5,596
-35% -$314K
CL icon
828
Colgate-Palmolive
CL
$74.3B
$455K 0.01%
5,761
-166
-3% -$13K
MLI icon
829
Mueller Industries
MLI
$15.3B
$455K 0.01%
7,928
-6,470
-45% -$348K
XMAY
830
FT Vest U.S. Equity Enhance & Moderate Buffer ETF - May
XMAY
$19.3M
$455K 0.01%
13,041
-6,977
-35% -$241K
EXE
831
Expand Energy Corp
EXE
$22B
$453K 0.01%
+4,105
New +$455K
IEUR icon
832
iShares Core MSCI Europe ETF
IEUR
$9.15B
$453K 0.01%
6,381
-1,727
-21% -$120K
CINF icon
833
Cincinnati Financial
CINF
$26.9B
$452K 0.01%
2,768
-164
-6% -$26.6K
ULTA icon
834
Ulta Beauty
ULTA
$23.9B
$452K 0.01%
747
+39
+6% +$21.4K
LDOS icon
835
Leidos
LDOS
$17.6B
$451K 0.01%
2,502
-34
-1% -$6.44K
FTA icon
836
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$451K 0.01%
5,235
-4,895
-48% -$412K
FENY icon
837
Fidelity MSCI Energy Index ETF
FENY
$2.01B
$448K 0.01%
18,093
-890
-5% -$22K
PDEC icon
838
Innovator US Equity Power Buffer ETF December
PDEC
$997M
$448K 0.01%
10,327
-2,111
-17% -$90.1K
PDI icon
839
PIMCO Dynamic Income Fund
PDI
$7.45B
$447K 0.01%
25,229
-8,482
-25% -$156K
BNY
840
Bank of New York Mellon
BNY
$108B
$446K 0.01%
3,846
-723
-16% -$80K
IBIT icon
841
iShares Bitcoin Trust
IBIT
$47.9B
$446K 0.01%
9,290
+3,500
+60% +$199K
QGRO icon
842
American Century US Quality Growth ETF
QGRO
$2.01B
$444K 0.01%
3,876
-370
-9% -$42.3K
FELG icon
843
Fidelity Enhanced Large Cap Growth ETF
FELG
$5.74B
$442K 0.01%
10,602
-787
-7% -$32.7K
SCHP icon
844
Schwab US TIPS ETF
SCHP
$16.2B
$442K 0.01%
16,670
-96
-0.6% -$2.58K
P
845
Everpure Inc
P
$32.9B
$439K 0.01%
6,548
+372
+6% +$31.1K
GGN
846
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$831M
$438K 0.01%
84,926
+821
+1% +$4.13K
APG icon
847
APi Group
APG
$18.1B
$436K 0.01%
+6,206
New +$229K
AM icon
848
Antero Midstream
AM
$10.2B
$436K 0.01%
24,525
+12
+0% +$216
SYY icon
849
Sysco
SYY
$40.4B
$436K 0.01%
5,912
-201
-3% -$15.3K
SPYD icon
850
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
$434K 0.01%
10,045
+197
+2% +$8.53K
32 33
34
35 36

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MAM
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BCP
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MIM
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JSW
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SCM
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.