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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.26B
AUM Growth
+$109M
Cap. Flow
-$54.8M
Cap. Flow %
-1.68%
Top 10 Hldgs %
26.03%
Holding
1,293
New
103
Increased
489
Reduced
584
Closed
82

Top Buys

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$18.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$4.28M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.47M
4
FTGS icon
First Trust Growth Strength ETF
FTGS
+$3.34M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$3.04M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.81M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.37M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$6.07M
4
AAPL icon
Apple
AAPL
+$5.5M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.42M

Sector Composition

Rank Sector Weight
1 Technology 13.13%
2 Consumer Discretionary 4.22%
3 Healthcare 4.12%
4 Financials 4.1%
5 Industrials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGNX icon
826
Regenxbio
RGNX
$623M
$401K 0.01%
38,210
+5,701
+18% +$69.5K
SNOW icon
827
Snowflake
SNOW
$92.9B
$401K 0.01%
3,487
-1,017
-23% -$125K
BMA icon
828
Banco Macro
BMA
$5.7B
$398K 0.01%
6,275
+395
+7% +$22.8K
RSPH icon
829
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
$396K 0.01%
12,291
+1,076
+10% +$33.7K
FITB
830
Fifth Third Bancorp
FITB
$52B
$396K 0.01%
9,232
-258
-3% -$10.5K
TM icon
831
Toyota
TM
$210B
$395K 0.01%
+2,212
New +$413K
BNY
832
Bank of New York Mellon
BNY
$108B
$393K 0.01%
5,470
+143
+3% +$9.4K
PCN
833
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$393K 0.01%
27,662
+1,177
+4% +$16K
IEI icon
834
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$391K 0.01%
3,271
+311
+11% +$36.8K
JPEM icon
835
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$381M
$391K 0.01%
6,902
-1,452
-17% -$79.5K
ZALT icon
836
Innovator US Equity 10 Buffer ETF Quarterly
ZALT
$728M
$390K 0.01%
+13,321
New +$381K
KJUL icon
837
Innovator US Small Cap Power Buffer ETF July
KJUL
$207M
$389K 0.01%
+13,366
New +$380K
SIXD
838
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
$383M
$389K 0.01%
14,799
+1,122
+8% +$28.9K
ALB icon
839
Albemarle
ALB
$13.5B
$387K 0.01%
4,085
-981
-19% -$87.1K
WY icon
840
Weyerhaeuser
WY
$17.3B
$386K 0.01%
11,394
-2,054
-15% -$63.1K
SIL icon
841
Global X Silver Miners ETF NEW
SIL
$4.08B
$384K 0.01%
10,954
+1,903
+21% +$63.4K
SBSW icon
842
Sibanye-Stillwater
SBSW
$5.92B
$384K 0.01%
93,516
+9,100
+11% +$38.6K
USB icon
843
US Bancorp
USB
$99.6B
$382K 0.01%
8,355
+792
+10% +$34.7K
IEO icon
844
iShares US Oil & Gas Exploration & Production ETF
IEO
$573M
$382K 0.01%
4,174
-229
-5% -$21.9K
WLK icon
845
Westlake Corp
WLK
$9.46B
$380K 0.01%
+2,531
New +$364K
XSVM icon
846
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$666M
$380K 0.01%
6,911
+437
+7% +$23.9K
IGPT icon
847
Invesco AI and Next Gen Software ETF
IGPT
$1.21B
$380K 0.01%
8,344
-1,173
-12% -$52.4K
IAPR icon
848
Innovator International Developed Power Buffer ETF April
IAPR
$197M
$378K 0.01%
13,292
-2,265
-15% -$62.5K
PEG icon
849
Public Service Enterprise Group
PEG
$39.8B
$377K 0.01%
4,231
-45
-1% -$3.59K
PSEC icon
850
Prospect Capital
PSEC
$1.06B
$377K 0.01%
70,532
-6,163
-8% -$32.7K
32 33
34
35 36

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Sigma Planning Corp's Q3 2024 Portfolio in Review

As of Q3 2024, Sigma Planning Corp held 1,293 positions worth $3.26B, up 3.4% from $3.16B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2024 filing shows 103 new, 489 increased, 584 reduced and 82 closed positions. Its largest new stake was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M. The largest sale was Invesco QQQ Trust, an estimated $7.81M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2024 buy was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2024, an estimated $4.28M increase.
  • Sigma Planning Corp's biggest Q3 2024 reduction was Invesco QQQ Trust, cutting an estimated $7.81M.
  • Sigma Planning Corp fully exited Pacer Lunt MidCap Multi-Factor Alternator ETF in Q3 2024, selling an estimated $4.87M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.26B portfolio in Q3 2024.
  • Sigma Planning Corp opened 103 new positions and closed 82 in Q3 2024.
  • Sigma Planning Corp's portfolio value rose 3.4% quarter-over-quarter to $3.26B.

Based on Sigma Planning Corp's 13F filing for Q3 2024, filed 4 Nov 2024.