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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.78B
AUM Growth
-$224M
Cap. Flow
-$352M
Cap. Flow %
-12.63%
Top 10 Hldgs %
22.87%
Holding
1,382
New
87
Increased
311
Reduced
775
Closed
179

Top Buys

Rank Stock Value
1
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$23.6M
2
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.13M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.56M
4
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.92M
5
LGOV icon
First Trust Long Duration Opportunities ETF
LGOV
+$3.11M

Top Sells

Rank Stock Value
1
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$13M
2
AAPL icon
Apple
AAPL
+$12M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$11.8M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$11.5M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 11.77%
2 Consumer Discretionary 4.93%
3 Healthcare 4.39%
4 Financials 4.02%
5 Industrials 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAG icon
826
Conagra Brands
CAG
$7.07B
$402K 0.01%
11,908
-336
-3% -$12.1K
ARKG icon
827
ARK Genomic Revolution ETF
ARKG
$1.51B
$401K 0.01%
11,758
-2,222
-16% -$69.8K
ATO icon
828
Atmos Energy
ATO
$29.9B
$400K 0.01%
3,441
-615
-15% -$71.2K
DFAT icon
829
Dimensional US Targeted Value ETF
DFAT
$14.5B
$398K 0.01%
8,585
-6,579
-43% -$289K
DFEV icon
830
Dimensional Emerging Markets Value ETF
DFEV
$1.93B
$398K 0.01%
16,313
+2,143
+15% +$51.4K
DHI icon
831
D.R. Horton
DHI
$41B
$398K 0.01%
3,266
+386
+13% +$42.2K
IYE icon
832
iShares US Energy ETF
IYE
$1.74B
$396K 0.01%
9,238
-1,159
-11% -$49.7K
DNP icon
833
DNP Select Income Fund
DNP
$4.18B
$395K 0.01%
37,732
-332
-0.9% -$3.47K
PFXF icon
834
VanEck Preferred Securities ex Financials ETF
PFXF
$2.39B
$395K 0.01%
22,339
+10,350
+86% +$179K
IQDF icon
835
FlexShares International Quality Dividend Index Fund
IQDF
$1.13B
$394K 0.01%
17,780
+295
+2% +$6.6K
BIP icon
836
Brookfield Infrastructure Partners
BIP
$18.8B
$390K 0.01%
10,683
+16
+0.1% +$570
DDEC icon
837
FT Vest US Equity Deep Buffer ETF December
DDEC
$426M
$390K 0.01%
11,540
-154,318
-93% -$5.03M
SKT icon
838
Tanger
SKT
$4.82B
$390K 0.01%
17,652
-704
-4% -$14.1K
EQWL icon
839
Invesco S&P 100 Equal Weight ETF
EQWL
$2.69B
$389K 0.01%
+4,778
New +$375K
ASO icon
840
Academy Sports + Outdoors
ASO
$2.89B
$389K 0.01%
7,194
-200
-3% -$11.5K
WHR icon
841
Whirlpool
WHR
$2.42B
$388K 0.01%
2,605
-4,080
-61% -$560K
RETA
842
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$385K 0.01%
3,775
-2,545
-40% -$241K
VOX icon
843
Vanguard Communication Services ETF
VOX
$5.53B
$384K 0.01%
+3,611
New +$362K
FOUR icon
844
Shift4
FOUR
$3.84B
$382K 0.01%
5,625
-1,100
-16% -$72.1K
HIMS icon
845
Hims & Hers Health
HIMS
$6.5B
$381K 0.01%
+40,550
New +$402K
JBHT icon
846
JB Hunt Transport Services
JBHT
$27.1B
$380K 0.01%
2,100
-69
-3% -$12K
FDT icon
847
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$379K 0.01%
7,383
-26,716
-78% -$1.36M
AY
848
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$378K 0.01%
16,122
-127
-0.8% -$3.26K
FID icon
849
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$165M
$377K 0.01%
24,525
-6,602
-21% -$104K
KXI icon
850
iShares Global Consumer Staples ETF
KXI
$1.03B
$377K 0.01%
6,153
-1,311
-18% -$81.6K
32 33
34
35 36

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Sigma Planning Corp's Q2 2023 Portfolio in Review

As of Q2 2023, Sigma Planning Corp held 1,382 positions worth $2.78B, down 7.5% from $3.01B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp withdrew a net $352M in Q2 2023, closing 179 positions and reducing 775 holdings. Its most notable exit was Invesco S&P 500 Pure Value ETF, an estimated $2.68M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Sigma Planning Corp opened a new position in Pacer Swan SOS Fund of Funds ETF worth $5.12M.

  • Sigma Planning Corp's largest Q2 2023 buy was Pacer Swan SOS Fund of Funds ETF: 210,328 shares worth $5.12M.
  • Sigma Planning Corp added most to FT Vest US Equity Buffer ETF August in Q2 2023, an estimated $23.6M increase.
  • Sigma Planning Corp's biggest Q2 2023 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $13M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q2 2023, selling an estimated $2.68M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $2.78B portfolio in Q2 2023.
  • Sigma Planning Corp opened 87 new positions and closed 179 in Q2 2023.
  • Sigma Planning Corp's portfolio value fell 7.5% quarter-over-quarter to $2.78B.

Based on Sigma Planning Corp's 13F filing for Q2 2023, filed 2 Aug 2023.