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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COMT icon
826
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.4B
$429K 0.01%
+14,338
New +$420K
IEX icon
827
IDEX
IEX
$16.4B
$428K 0.01%
2,046
-399
-16% -$79.1K
AIVI icon
828
WisdomTree International AI Enhanced Value Fund
AIVI
$62.6M
$427K 0.01%
10,050
-312
-3% -$13.1K
ORIO
829
Orion Digital Corp
ORIO
$24.1M
$427K 0.01%
+16,729
New +$364K
ZGNX
830
DELISTED
Zogenix, Inc.
ZGNX
$426K 0.01%
21,835
-211
-1% -$4.33K
GM icon
831
CALL
General Motors
GM
$76B
$425K 0.01%
+7,400
New +$393K
NCLH icon
832
Norwegian Cruise Line
NCLH
$6.61B
$425K 0.01%
15,415
+444
+3% +$11.8K
CUZ icon
833
Cousins Properties
CUZ
$4.66B
$424K 0.01%
11,981
+6
+0.1% +$204
VMI icon
834
Valmont Industries
VMI
$9.12B
$423K 0.01%
1,779
-428
-19% -$94.9K
WY icon
835
Weyerhaeuser
WY
$15.6B
$423K 0.01%
11,883
-2,565
-18% -$87.3K
CLOU icon
836
Global X Cloud Computing ETF
CLOU
$367M
$422K 0.01%
+16,378
New +$451K
MFIC icon
837
MidCap Financial Investment
MFIC
$760M
$422K 0.01%
30,761
+242
+0.8% +$3.19K
SPYM
838
State Street SPDR Portfolio S&P 500 ETF
SPYM
$162B
$422K 0.01%
9,061
+1,716
+23% +$77.8K
SYBT icon
839
Stock Yards Bancorp
SYBT
$2.48B
$422K 0.01%
8,272
-300
-3% -$14.4K
ENBL
840
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
$422K 0.01%
65,121
-36,964
-36% -$230K
OTIS icon
841
Otis Worldwide
OTIS
$26.2B
$420K 0.01%
6,132
-701
-10% -$45.8K
FCVT icon
842
First Trust SSI Strategic Convertible Securities ETF
FCVT
$103M
$419K 0.01%
8,340
+559
+7% +$29K
OKE icon
843
Oneok
OKE
$58.8B
$419K 0.01%
+8,277
New +$376K
URI icon
844
United Rentals
URI
$62.4B
$418K 0.01%
1,268
-26
-2% -$7.36K
RSPU icon
845
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$502M
$417K 0.01%
8,058
+312
+4% +$15.5K
VGIT icon
846
Vanguard Intermediate-Term Treasury ETF
VGIT
$39.3B
$417K 0.01%
6,203
-237
-4% -$16.2K
BTI icon
847
British American Tobacco
BTI
$121B
$416K 0.01%
10,741
-1,033
-9% -$38.9K
ANSS
848
DELISTED
Ansys
ANSS
$415K 0.01%
1,222
-7
-0.6% -$2.49K
UFOX
849
Defiance Space and Connective Tech ETF
UFOX
$881M
$415K 0.01%
11,772
+1,972
+20% +$69.2K
KL
850
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$414K 0.01%
12,250
+4,584
+60% +$170K
32 33
34
35 36

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.