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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYBT icon
826
Stock Yards Bancorp
SYBT
$2.5B
$347K 0.01%
8,572
– –
CHW
827
Calamos Global Dynamic Income Fund
CHW
$531M
$346K 0.01%
36,218
+1,500
+4% +$13.4K
OUSA icon
828
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$754M
$346K 0.01%
9,029
-469
-5% -$17.4K
CMA
829
DELISTED
Comerica
CMA
$345K 0.01%
6,175
-117
-2% -$5.7K
TFC icon
830
Truist Financial
TFC
$64.4B
$345K 0.01%
7,203
-433
-6% -$19.6K
AG icon
831
First Majestic Silver
AG
$7.73B
$344K 0.01%
+25,599
New +$281K
CAH icon
832
Cardinal Health
CAH
$54.5B
$344K 0.01%
6,423
-7,533
-54% -$391K
NKLA
833
DELISTED
Nikola Corporation Common Stock
NKLA
$344K 0.01%
751
-11
-1% -$6.85K
MAG
834
DELISTED
MAG Silver
MAG
$343K 0.01%
+16,727
New +$288K
PHG icon
835
Philips
PHG
$24.9B
$343K 0.01%
7,810
+745
+11% +$30.8K
BJUL icon
836
Innovator US Equity Buffer ETF July
BJUL
$344M
$342K 0.01%
11,366
– –
CHY
837
Calamos Convertible and High Income Fund
CHY
$1B
$342K 0.01%
23,935
+3,330
+16% +$43.4K
EFR
838
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$341K 0.01%
26,816
+88
+0.3% +$1.1K
PJAN icon
839
Innovator US Equity Power Buffer ETF January
PJAN
$1.43B
$341K 0.01%
+11,135
New +$333K
BUD icon
840
AB InBev
BUD
$161B
$340K 0.01%
4,866
+268
+6% +$17K
LIN icon
841
Linde
LIN
$238B
$340K 0.01%
1,291
-27
-2% -$6.63K
PGHY icon
842
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$223M
$340K 0.01%
15,296
-1,143
-7% -$25K
SCHB icon
843
Schwab US Broad Market ETF
SCHB
$42.9B
$339K 0.01%
+22,320
New +$318K
IGM icon
844
iShares Expanded Tech Sector ETF
IGM
$9.78B
$338K 0.01%
5,796
-10,164
-64% -$557K
FTNT icon
845
Fortinet
FTNT
$112B
$337K 0.01%
11,330
+2,660
+31% +$67.2K
BKNG icon
846
Booking.com
BKNG
$153B
$336K 0.01%
3,750
-1,425
-28% -$110K
JDD
847
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$336K 0.01%
38,329
+105
+0.3% +$873
VICI icon
848
VICI Properties
VICI
$30B
$335K 0.01%
+13,149
New +$326K
CTRA
849
DELISTED
Coterra Energy
CTRA
$332K 0.01%
+20,378
New +$358K
EXK
850
Endeavour Silver
EXK
$2.27B
$332K 0.01%
+65,784
New +$243K
32 33
34
35 36

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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.