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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XMVM icon
801
Invesco S&P MidCap Value with Momentum ETF
XMVM
$502M
$486K 0.01%
7,423
+266
+4% +$16.4K
TTE icon
802
TotalEnergies
TTE
$194B
$486K 0.01%
7,408
+102
+1% +$6.45K
BMAY icon
803
Innovator US Equity Buffer ETF May
BMAY
$236M
$483K 0.01%
10,770
-310
-3% -$13.7K
DIVI icon
804
Franklin International Core Dividend Tilt Index ETF
DIVI
$2.77B
$482K 0.01%
12,382
+2,523
+26% +$96.3K
XSHQ icon
805
Invesco S&P SmallCap Quality ETF
XSHQ
$319M
$480K 0.01%
11,404
-221
-2% -$9.36K
ZS icon
806
Zscaler
ZS
$28.5B
$479K 0.01%
2,130
-1,271
-37% -$359K
IR icon
807
Ingersoll Rand
IR
$33.7B
$477K 0.01%
6,020
-1,153
-16% -$91K
URA icon
808
Global X Uranium ETF
URA
$6.2B
$476K 0.01%
11,146
+409
+4% +$19.8K
OXY icon
809
Occidental Petroleum
OXY
$58.2B
$475K 0.01%
11,553
-466
-4% -$19.4K
SPYX icon
810
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.87B
$474K 0.01%
8,440
+51
+0.6% +$2.84K
MTB icon
811
M&T Bank
MTB
$36.1B
$473K 0.01%
2,346
-754
-24% -$144K
DES icon
812
WisdomTree US SmallCap Dividend Fund
DES
$2.2B
$471K 0.01%
14,073
+5
+0% +$167
HRL icon
813
Hormel Foods
HRL
$13.7B
$468K 0.01%
19,766
+4,718
+31% +$110K
DKS icon
814
Dick's Sporting Goods
DKS
$19B
$466K 0.01%
2,352
+6
+0.3% +$1.31K
CGMS icon
815
Capital Group US Multi-Sector Income ETF
CGMS
$5.4B
$465K 0.01%
16,839
-112
-0.7% -$3.1K
ETR icon
816
Entergy
ETR
$49.4B
$465K 0.01%
5,029
+448
+10% +$42.5K
GPC icon
817
Genuine Parts
GPC
$18.5B
$463K 0.01%
3,762
-16
-0.4% -$2.07K
CR icon
818
Crane Co
CR
$12.7B
$462K 0.01%
2,506
-25
-1% -$4.64K
TPHD icon
819
Timothy Plan High Dividend Stock ETF
TPHD
$367M
$462K 0.01%
11,993
+132
+1% +$5.1K
MRSH
820
Marsh
MRSH
$91.1B
$462K 0.01%
2,505
-6
-0.2% -$1.12K
UDEC
821
Innovator US Equity Ultra Buffer ETF December
UDEC
$250M
$462K 0.01%
11,647
-30,452
-72% -$1.19M
AXON
822
Axon Enterprise
AXON
$48.4B
$460K 0.01%
668
-1,641
-71% -$1.02M
FLTB icon
823
Fidelity Limited Term Bond ETF
FLTB
$435M
$460K 0.01%
+9,075
New +$461K
BOND icon
824
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.46B
$459K 0.01%
4,929
-545
-10% -$51K
KVUE icon
825
Kenvue
KVUE
$36.8B
$458K 0.01%
26,545
-1,915
-7% -$31.3K
31 32
33
34 35

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MAM
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BCP
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MIM
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.