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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSEP icon
801
Innovator US Equity Buffer ETF September
BSEP
$216M
$515K 0.01%
10,667
+588
+6% +$27.4K
DFCF icon
802
Dimensional Core Fixed Income ETF
DFCF
$10.8B
$514K 0.01%
12,013
-1,209
-9% -$51.3K
STRL icon
803
Sterling Infrastructure
STRL
$19.5B
$512K 0.01%
1,508
+8
+0.5% +$2.27K
URA icon
804
Global X Uranium ETF
URA
$5.6B
$512K 0.01%
10,737
+5,334
+99% +$220K
BOND icon
805
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$511K 0.01%
5,474
-1,661
-23% -$153K
EPU icon
806
iShares MSCI Peru and Global Exposure ETF
EPU
$534M
$510K 0.01%
8,295
+505
+6% +$26.7K
OKLO
807
Oklo
OKLO
$7.27B
$509K 0.01%
+4,564
New +$357K
IAGG icon
808
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$509K 0.01%
9,928
+88
+0.9% +$4.5K
IFRA icon
809
iShares US Infrastructure ETF
IFRA
$4.6B
$507K 0.01%
9,605
-164
-2% -$8.41K
MRSH
810
Marsh
MRSH
$87.5B
$506K 0.01%
2,511
-18
-0.7% -$3.7K
SPGI icon
811
S&P Global
SPGI
$130B
$505K 0.01%
1,038
-577
-36% -$309K
HYD icon
812
VanEck High Yield Muni ETF
HYD
$4.45B
$504K 0.01%
9,904
-592
-6% -$29.5K
VONG icon
813
Vanguard Russell 1000 Growth ETF
VONG
$42.3B
$504K 0.01%
4,180
+291
+7% +$33.4K
SYY icon
814
Sysco
SYY
$40.2B
$503K 0.01%
6,113
-510
-8% -$40.8K
XSHQ icon
815
Invesco S&P SmallCap Quality ETF
XSHQ
$249M
$500K 0.01%
+11,625
New +$496K
BDEC icon
816
Innovator US Equity Buffer ETF December
BDEC
$216M
$500K 0.01%
10,422
-1,741
-14% -$80.8K
CRH icon
817
CRH
CRH
$68.7B
$499K 0.01%
4,164
-178
-4% -$18.8K
BMAR icon
818
Innovator US Equity Buffer ETF March
BMAR
$249M
$499K 0.01%
9,673
+148
+2% +$7.44K
ACN icon
819
Accenture
ACN
$94.3B
$499K 0.01%
2,022
-482
-19% -$126K
BNY
820
Bank of New York Mellon
BNY
$107B
$498K 0.01%
4,569
-32
-0.7% -$3.26K
GWRE icon
821
Guidewire Software
GWRE
$12.4B
$494K 0.01%
2,151
-368
-15% -$83.7K
USFD icon
822
US Foods
USFD
$21.9B
$492K 0.01%
6,422
-2,903
-31% -$231K
CGGO icon
823
Capital Group Global Growth Equity ETF
CGGO
$11.3B
$488K 0.01%
14,289
+2,948
+26% +$96.6K
SPYI icon
824
NEOS S&P 500 High Income ETF
SPYI
$10.7B
$487K 0.01%
+9,320
New +$479K
NLY icon
825
Annaly Capital Management
NLY
$16.9B
$487K 0.01%
24,090
+360
+2% +$7.47K
31 32
33
34 35

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.