SPC

Sigma Planning Corp Portfolio holdings

AUM $3.33B
1-Year Return 17.21%
This Quarter Return
+10.26%
1 Year Return
+17.21%
3 Year Return
+65.27%
5 Year Return
+117.04%
10 Year Return
+263.51%
AUM
$1.28B
AUM Growth
-$1.39B
Cap. Flow
-$1.63B
Cap. Flow %
-127.16%
Top 10 Hldgs %
23.75%
Holding
1,224
New
33
Increased
29
Reduced
773
Closed
380

Top Buys

1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
$14.2M
2
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$4.35M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$4.01M
4
IOO icon
iShares Global 100 ETF
IOO
$3.98M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
$2.14M

Top Sells

1
AAPL icon
Apple
AAPL
$101M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$82.9M
3
AMZN icon
Amazon
AMZN
$33.8M
4
MSFT icon
Microsoft
MSFT
$32.3M
5
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
$26.9M

Sector Composition

1 Technology 11.6%
2 Healthcare 4.94%
3 Consumer Discretionary 4.41%
4 Financials 4.22%
5 Industrials 3.3%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OXLC
801
Oxford Lane Capital
OXLC
$8.59B
$126K 0.01%
25,480
-48,746
-66% -$241K
NEA icon
802
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.35B
$122K 0.01%
11,052
-13,227
-54% -$145K
CRK icon
803
Comstock Resources
CRK
$4.53B
$113K 0.01%
12,760
-442
-3% -$3.91K
SER icon
804
Serina Therapeutics
SER
$52.2M
$110K 0.01%
8,144
+2,987
+58% +$40.4K
SCWO icon
805
374Water
SCWO
$58.1M
$108K 0.01%
76,343
-13,900
-15% -$19.7K
FEI
806
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$107K 0.01%
+12,466
New +$107K
ZIM icon
807
ZIM Integrated Shipping Services
ZIM
$1.6B
$100K 0.01%
10,152
-9,644
-49% -$95.2K
CMLS
808
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
$92.3K 0.01%
17,354
-20,751
-54% -$110K
BYND icon
809
Beyond Meat
BYND
$193M
$89.8K 0.01%
10,085
-135
-1% -$1.2K
FAX
810
abrdn Asia-Pacific Income Fund
FAX
$680M
$88.6K 0.01%
5,448
-2,544
-32% -$41.4K
RUM icon
811
Rumble
RUM
$2.45B
$87K 0.01%
19,373
-4,968
-20% -$22.3K
ATOM icon
812
Atomera
ATOM
$105M
$81.3K 0.01%
11,600
-15,150
-57% -$106K
MPW icon
813
Medical Properties Trust
MPW
$2.75B
$78.3K 0.01%
15,940
-19,502
-55% -$95.8K
PLUG icon
814
Plug Power
PLUG
$1.69B
$76.7K 0.01%
17,041
-4,835
-22% -$21.8K
AG icon
815
First Majestic Silver
AG
$4.61B
$72K 0.01%
11,701
– –
PDM
816
Piedmont Realty Trust, Inc.
PDM
$1.1B
$71.1K 0.01%
+10,000
New +$71.1K
CIM
817
Chimera Investment
CIM
$1.19B
$66.6K 0.01%
4,452
-899
-17% -$13.5K
SBSW icon
818
Sibanye-Stillwater
SBSW
$6.35B
$65.7K 0.01%
12,106
-675
-5% -$3.67K
MTTR
819
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$62.7K ﹤0.01%
23,325
-15,283
-40% -$41.1K
CDE icon
820
Coeur Mining
CDE
$9.36B
$55.3K ﹤0.01%
16,950
-14,720
-46% -$48K
TSI
821
TCW Strategic Income Fund
TSI
$238M
$54.4K ﹤0.01%
11,861
-30,090
-72% -$138K
STEM icon
822
Stem
STEM
$116M
$53.4K ﹤0.01%
689
-315
-31% -$24.4K
CGTX icon
823
Cognition Therapeutics
CGTX
$217M
$52.8K ﹤0.01%
+28,550
New +$52.8K
AWP
824
abrdn Global Premier Properties Fund
AWP
$347M
$52.3K ﹤0.01%
13,482
-2,698
-17% -$10.5K
HL icon
825
Hecla Mining
HL
$6.79B
$51.1K ﹤0.01%
10,618
-9,269
-47% -$44.6K
31 32
33
34 35