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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
(-52%)
Cap. Flow
-$1.54B
Cap. Flow
% of AUM
-120.75%
Top 10 Holdings %
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$13.3M |
| 2 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$4.14M |
| 3 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$3.81M |
| 4 |
iShares Global 100 ETF
IOO
|
+$3.78M |
| 5 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$96.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$77.7M |
| 3 |
Amazon
AMZN
|
+$31.1M |
| 4 |
Microsoft
MSFT
|
+$30.5M |
| 5 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$25.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.58% |
| 2 | Healthcare | 4.94% |
| 3 | Consumer Discretionary | 4.41% |
| 4 | Financials | 4.22% |
| 5 | Industrials | 3.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
OXLC
801
Oxford Lane Capital
OXLC
$830M
| $126K | 0.01% |
5,096
-9,749
| -66% | -$240K |
|
802
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
| $122K | 0.01% |
11,052
-13,227
| -54% | -$135K |
|
803
Comstock Resources
CRK
$3.97B
| $113K | 0.01% |
12,760
-442
| -3% | -$4.78K |
|
804
Serina Therapeutics
SER
$31M
| $110K | 0.01% |
8,144
+2,987
| +58% | +$55K |
|
805
374Water
SCWO
$37.8M
| $108K | 0.01% |
7,634
-1,390
| -15% | -$18.6K |
|
|
FEI
806
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
| $107K | 0.01% |
+12,466
| New | +$104K |
|
807
ZIM Integrated Shipping Services
ZIM
$3B
| $100K | 0.01% |
10,152
-9,644
| -49% | -$81K |
|
|
CMLS
808
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
| $92.3K | 0.01% |
17,354
-20,751
| -54% | -$105K |
|
809
Beyond Meat
BYND
$288M
| $89.8K | 0.01% |
10,085
-135
| -1% | -$1.06K |
|
|
FAX
810
abrdn Asia-Pacific Income Fund
FAX
$590M
| $88.6K | 0.01% |
5,448
-2,544
| -32% | -$39.6K |
|
811
RUM Group Inc
RUM
$1.57B
| $87K | 0.01% |
19,373
-4,968
| -20% | -$24.2K |
|
812
Atomera
ATOM
$201M
| $81.3K | 0.01% |
11,600
-15,150
| -57% | -$101K |
|
|
MPT
813
Medical Properties Trust
MPT
$2.89B
| $78.3K | 0.01% |
15,940
-19,502
| -55% | -$95.5K |
|
814
Plug Power
PLUG
$2.92B
| $76.7K | 0.01% |
17,041
-4,835
| -22% | -$25.4K |
|
815
First Majestic Silver
AG
$8.05B
| $72K | 0.01% |
11,701
| – | – |
|
|
PDM
816
Piedmont Realty Trust
PDM
$1.22B
| $71.1K | 0.01% |
+10,000
| New | +$60.4K |
|
|
CIM
817
Chimera Investment
CIM
$1.05B
| $66.6K | 0.01% |
4,452
-899
| -17% | -$13.6K |
|
818
Sibanye-Stillwater
SBSW
$5.92B
| $65.7K | 0.01% |
12,106
-675
| -5% | -$3.49K |
|
|
MTTR
819
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
| $62.7K | ﹤0.01% |
23,325
-15,283
| -40% | -$36.8K |
|
820
Coeur Mining
CDE
$15.6B
| $55.3K | ﹤0.01% |
16,950
-14,720
| -46% | -$40.2K |
|
|
TSI
821
TCW Strategic Income Fund
TSI
$212M
| $54.4K | ﹤0.01% |
11,861
-30,090
| -72% | -$140K |
|
822
Stem
STEM
$49.2M
| $53.4K | ﹤0.01% |
689
-315
| -31% | -$21.7K |
|
823
Cognition Therapeutics
CGTX
$82.3M
| $52.8K | ﹤0.01% |
+28,550
| New | +$37.8K |
|
|
AWP
824
abrdn Global Premier Properties Fund
AWP
$377M
| $52.3K | ﹤0.01% |
4,494
-899
| -17% | -$9.71K |
|
825
Hecla Mining
HL
$10.2B
| $51.1K | ﹤0.01% |
10,618
-9,269
| -47% | -$40.9K |
|
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Sigma Planning Corp's Q4 2023 Portfolio in Review
As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.
- Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
- Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
- Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
- Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
- Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
- Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.
Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.