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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SITE icon
801
SiteOne Landscape Supply
SITE
$4.42B
$448K 0.02%
3,817
+299
+8% +$34.8K
VTWO icon
802
Vanguard Russell 2000 ETF
VTWO
$17.4B
$448K 0.02%
6,360
-520
-8% -$37.4K
KYNB
803
Kyntra Bio
KYNB
$28.8M
$447K 0.02%
1,116
– –
RDVI icon
804
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.53B
$447K 0.02%
+20,973
New +$453K
BAUG icon
805
Innovator US Equity Buffer ETF August
BAUG
$198M
$445K 0.02%
14,860
+508
+4% +$15.2K
XMLV icon
806
Invesco S&P MidCap Low Volatility ETF
XMLV
$761M
$444K 0.02%
8,304
-1,675
-17% -$88.1K
IDXX icon
807
Idexx Laboratories
IDXX
$44.3B
$444K 0.02%
1,088
+32
+3% +$12.4K
IGM icon
808
iShares Expanded Tech Sector ETF
IGM
$9.86B
$443K 0.02%
9,498
-318
-3% -$15.2K
PLAY icon
809
Dave & Buster's
PLAY
$351M
$443K 0.02%
12,489
-16
-0.1% -$578
KRNT icon
810
Kornit Digital
KRNT
$705M
$442K 0.02%
19,260
-884
-4% -$22.1K
BEPC icon
811
Brookfield Renewable
BEPC
$6B
$442K 0.02%
16,042
-105
-0.7% -$3.24K
FAST icon
812
Fastenal
FAST
$54.4B
$441K 0.02%
18,626
-8,670
-32% -$212K
PTMC icon
813
Pacer Trendpilot US Mid Cap ETF
PTMC
$395M
$438K 0.02%
14,034
-858
-6% -$27.6K
ICVT icon
814
iShares Convertible Bond ETF
ICVT
$7.19B
$438K 0.02%
6,304
-2,420
-28% -$170K
FANG icon
815
Diamondback Energy
FANG
$56.4B
$437K 0.02%
3,192
-101
-3% -$14.8K
TSM icon
816
TSMC
TSM
$2.04T
$436K 0.02%
5,856
+541
+10% +$39.1K
VWOB icon
817
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.16B
$434K 0.02%
7,118
-108
-1% -$6.45K
ZS icon
818
Zscaler
ZS
$23.5B
$434K 0.02%
3,877
-199
-5% -$27K
EE icon
819
Excelerate Energy
EE
$1.21B
$433K 0.02%
+17,300
New +$454K
DNP icon
820
DNP Select Income Fund
DNP
$4.16B
$432K 0.02%
38,404
-752
-2% -$8.21K
FEN
821
DELISTED
First Trust Energy Income and Growth Fund
FEN
$431K 0.02%
30,356
-17,110
-36% -$253K
RVTY icon
822
Revvity
RVTY
$12.2B
$431K 0.02%
3,071
-124
-4% -$16.7K
VFC icon
823
VF Corp
VFC
$6.72B
$431K 0.02%
+15,599
New +$459K
OUSA icon
824
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$742M
$429K 0.02%
10,366
-187
-2% -$7.6K
BJUL icon
825
Innovator US Equity Buffer ETF July
BJUL
$343M
$429K 0.02%
13,890
+3,593
+35% +$111K
31 32
33
34 35

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.