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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFC icon
801
Manulife Financial
MFC
$74.2B
$367K 0.01%
20,598
-1,658
-7% -$26.5K
FRT icon
802
Federal Realty Investment Trust
FRT
$11B
$366K 0.01%
4,298
-583
-12% -$48.5K
FITB
803
Fifth Third Bancorp
FITB
$52.1B
$364K 0.01%
13,201
+660
+5% +$16.7K
IYK icon
804
iShares US Consumer Staples ETF
IYK
$1.44B
$364K 0.01%
6,294
+1,638
+35% +$86.9K
MDIV icon
805
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$432M
$363K 0.01%
24,146
-12,911
-35% -$187K
WMB icon
806
Williams Companies
WMB
$85.7B
$363K 0.01%
+18,119
New +$367K
MMP
807
DELISTED
Magellan Midstream Partners, L.P.
MMP
$361K 0.01%
8,514
-20
-0.2% -$798
JWN
808
DELISTED
Nordstrom
JWN
$360K 0.01%
11,528
-3,617
-24% -$75.5K
GBAB
809
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$383M
$359K 0.01%
14,096
-261
-2% -$6.47K
TOTL icon
810
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$359K 0.01%
7,289
+27
+0.4% +$1.33K
DPZ icon
811
Domino's
DPZ
$11.7B
$358K 0.01%
934
-609
-39% -$239K
BLV icon
812
Vanguard Long-Term Bond ETF
BLV
$5.81B
$356K 0.01%
3,246
-677
-17% -$75.4K
CC icon
813
Chemours
CC
$2.56B
$356K 0.01%
+14,369
New +$342K
FSMB icon
814
First Trust Short Duration Managed Municipal ETF
FSMB
$619M
$356K 0.01%
+17,117
New +$354K
SPGP icon
815
Invesco S&P 500 GARP ETF
SPGP
$2.26B
$356K 0.01%
4,938
+9
+0.2% +$596
SCPL
816
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
$356K 0.01%
+25,700
New +$373K
VIS icon
817
Vanguard Industrials ETF
VIS
$8.18B
$355K 0.01%
+2,090
New +$335K
XHE icon
818
State Street SPDR S&P Health Care Equipment ETF
XHE
$161M
$355K 0.01%
3,117
-666
-18% -$70.1K
DBL
819
DoubleLine Opportunistic Credit Fund
DBL
$278M
$353K 0.01%
17,974
-892
-5% -$17.2K
BWX icon
820
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$352K 0.01%
11,286
+645
+6% +$19.6K
OIH icon
821
VanEck Oil Services ETF
OIH
$2B
$350K 0.01%
+2,270
New +$288K
OFS icon
822
OFS Capital
OFS
$46M
$349K 0.01%
48,788
+3,225
+7% +$18.6K
RKT icon
823
Rocket Companies
RKT
$39.2B
$349K 0.01%
+17,277
New +$365K
EWU icon
824
iShares MSCI United Kingdom ETF
EWU
$4.09B
$348K 0.01%
+11,873
New +$327K
VPL icon
825
Vanguard FTSE Pacific ETF
VPL
$7.9B
$348K 0.01%
4,375
+208
+5% +$15.3K
31 32
33
34 35

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SL
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SCM
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BPS
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VPC
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ACM
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WWA
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GCM
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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.