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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.97%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.03B
AUM Growth
+$118M
Cap. Flow
+$78.5M
Cap. Flow %
7.6%
Top 10 Hldgs %
17.52%
Holding
846
New
111
Increased
409
Reduced
233
Closed
70

Top Buys

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$8.81M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.13M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.49M
5
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$3.04M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$8.3M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$7.99M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.79M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$4.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.52M

Sector Composition

Rank Sector Weight
1 Technology 5.45%
2 Financials 5.07%
3 Healthcare 4.9%
4 Industrials 4.8%
5 Consumer Staples 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PZZA icon
801
Papa John's
PZZA
$999M
– –
-15,451
Closed -$1.32M
QAI icon
802
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1B
– –
-6,985
Closed -$200K
RNP icon
803
Cohen & Steers REIT and Preferred and Income Fund
RNP
$991M
– –
-10,011
Closed -$191K
RY icon
804
Royal Bank of Canada
RY
$291B
– –
-10,886
Closed -$737K
SBI
805
Western Asset Intermediate Muni Fund
SBI
$109M
– –
-10,976
Closed -$104K
SHV icon
806
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
– –
-2,823
Closed -$311K
SKT icon
807
Tanger
SKT
$4.82B
– –
-8,242
Closed -$295K
SPY icon
808
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
– –
-3,500
Closed -$782K
TCPC icon
809
BlackRock TCP Capital
TCPC
$265M
– –
-12,185
Closed -$206K
TEVA icon
810
Teva Pharmaceuticals
TEVA
$35.9B
– –
-23,255
Closed -$843K
TFC icon
811
Truist Financial
TFC
$63.2B
– –
-4,321
Closed -$203K
VALE icon
812
Vale
VALE
$62.9B
– –
-10,438
Closed -$80K
VT icon
813
Vanguard Total World Stock ETF
VT
$76.3B
– –
-4,081
Closed -$249K
WPM icon
814
Wheaton Precious Metals
WPM
$50.6B
– –
-10,995
Closed -$212K
WRB icon
815
W.R. Berkley
WRB
$28B
– –
-10,375
Closed -$204K
XPH icon
816
State Street SPDR S&P Pharmaceuticals ETF
XPH
$469M
– –
-5,961
Closed -$233K
YUM icon
817
Yum! Brands
YUM
$41B
– –
-3,189
Closed -$202K
FIF
818
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
– –
-10,034
Closed -$181K
FCRD
819
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-20,008
Closed -$200K
RFP
820
DELISTED
Resolute Forest Products Inc.
RFP
– –
-11,578
Closed -$62K
APTS
821
DELISTED
Preferred Apartment Communities, Inc.
APTS
– –
-18,435
Closed -$275K
PFPT
822
DELISTED
Proofpoint, Inc.
PFPT
– –
-17,824
Closed -$1.26M
GLUU
823
DELISTED
Glu Mobile Inc.
GLUU
– –
-21,000
Closed -$41K
NNC
824
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
– –
-14,795
Closed -$191K
MSP
825
DELISTED
Madison Strategic Sector
MSP
– –
-14,630
Closed -$174K
30 31 32
33
34

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Sigma Planning Corp's Q1 2017 Portfolio in Review

As of Q1 2017, Sigma Planning Corp held 846 positions worth $1.03B, up 13% from $915M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $78.5M of net new capital in Q1 2017, opening 111 new positions and adding to 409 existing holdings. Its largest new stake was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $8.3M trimmed.

  • Sigma Planning Corp's largest Q1 2017 buy was iShares MSCI EAFE Value ETF: 165,518 shares worth $8.33M.
  • Sigma Planning Corp added most to iShares Core S&P Total US Stock Market ETF in Q1 2017, an estimated $8.81M increase.
  • Sigma Planning Corp's biggest Q1 2017 reduction was iShares Core S&P US Growth ETF, cutting an estimated $8.3M.
  • Sigma Planning Corp fully exited Papa John's in Q1 2017, selling an estimated $1.32M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $1.03B portfolio in Q1 2017.
  • Sigma Planning Corp opened 111 new positions and closed 70 in Q1 2017.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $1.03B.

Based on Sigma Planning Corp's 13F filing for Q1 2017, filed 24 Apr 2017.