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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADPT icon
776
Adaptive Biotechnologies
ADPT
$4.12B
$529K 0.01%
32,550
+19,535
+150% +$319K
BDEC icon
777
Innovator US Equity Buffer ETF December
BDEC
$222M
$529K 0.01%
10,665
+243
+2% +$11.8K
SPTM icon
778
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14B
$527K 0.01%
6,387
-115
-2% -$9.4K
CRH icon
779
CRH
CRH
$66.5B
$526K 0.01%
4,212
+48
+1% +$5.72K
ARKW icon
780
ARK Web x.0 ETF
ARKW
$1.76B
$525K 0.01%
3,555
+1,258
+55% +$204K
BSEP icon
781
Innovator US Equity Buffer ETF September
BSEP
$216M
$525K 0.01%
10,652
-15
-0.1% -$730
IAGG icon
782
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
$524K 0.01%
10,474
+546
+5% +$28.1K
ABNB icon
783
Airbnb
ABNB
$110B
$521K 0.01%
3,838
+49
+1% +$6.1K
DFCF icon
784
Dimensional Core Fixed Income ETF
DFCF
$10.9B
$518K 0.01%
12,180
+167
+1% +$7.15K
XYZ
785
Block Inc
XYZ
$47.6B
$516K 0.01%
7,934
-9,656
-55% -$666K
OKLO
786
Oklo
OKLO
$7.75B
$515K 0.01%
7,175
+2,611
+57% +$291K
ICOP icon
787
iShares Copper and Metals Mining ETF
ICOP
$478M
$513K 0.01%
+11,572
New +$461K
FFLC icon
788
Fidelity Fundamental Large Cap Core ETF
FFLC
$1.23B
$512K 0.01%
9,600
+1,451
+18% +$76.4K
BMAR icon
789
Innovator US Equity Buffer ETF March
BMAR
$254M
$511K 0.01%
9,640
-33
-0.3% -$1.72K
CMCSA icon
790
Comcast
CMCSA
$88.9B
$510K 0.01%
17,073
-1,248
-7% -$35.6K
PGR icon
791
Progressive
PGR
$125B
$508K 0.01%
2,230
-519
-19% -$117K
IFRA icon
792
iShares US Infrastructure ETF
IFRA
$4.59B
$500K 0.01%
9,500
-105
-1% -$5.55K
EPI icon
793
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$499K 0.01%
10,780
+1,104
+11% +$50.6K
QQQI icon
794
NEOS Nasdaq 100 High Income ETF
QQQI
$13.9B
$498K 0.01%
9,250
+2,010
+28% +$109K
SKT icon
795
Tanger
SKT
$4.43B
$497K 0.01%
14,908
-995
-6% -$33.2K
RCL icon
796
Royal Caribbean
RCL
$82.5B
$494K 0.01%
1,772
-4
-0.2% -$1.13K
DFAU icon
797
Dimensional US Core Equity Market ETF
DFAU
$12.8B
$494K 0.01%
10,548
+6
+0.1% +$278
HYD icon
798
VanEck High Yield Muni ETF
HYD
$4.4B
$493K 0.01%
9,644
-260
-3% -$13.3K
ARKQ icon
799
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.05B
$491K 0.01%
4,280
+1,183
+38% +$136K
FTI icon
800
TechnipFMC
FTI
$28.6B
$490K 0.01%
10,996
-511
-4% -$21.6K
30 31
32
33 34

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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.