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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEUR icon
776
iShares Core MSCI Europe ETF
IEUR
$8.8B
$552K 0.02%
8,108
+951
+13% +$63.4K
PTY icon
777
PIMCO Corporate & Income Opportunity Fund
PTY
$2.47B
$551K 0.02%
38,161
-4,037
-10% -$56.8K
GDV icon
778
Gabelli Dividend & Income Trust
GDV
$2.61B
$547K 0.02%
20,145
+221
+1% +$5.89K
RMBS icon
779
Rambus
RMBS
$10.4B
$546K 0.02%
+5,243
New +$404K
FQAL icon
780
Fidelity Quality Factor ETF
FQAL
$1.41B
$544K 0.02%
7,277
+671
+10% +$48.4K
QTEC icon
781
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.49B
$543K 0.02%
2,363
-254
-10% -$55K
DFAC icon
782
Dimensional US Core Equity 2 ETF
DFAC
$47.6B
$542K 0.02%
14,045
+38
+0.3% +$1.42K
CGMU icon
783
Capital Group Municipal Income ETF
CGMU
$6.39B
$539K 0.02%
19,760
+797
+4% +$21.4K
SKT icon
784
Tanger
SKT
$4.8B
$538K 0.02%
15,903
+5
+0% +$163
FDLO icon
785
Fidelity Low Volatility Factor ETF
FDLO
$1.41B
$538K 0.02%
8,165
-114
-1% -$7.32K
ELV icon
786
Elevance Health
ELV
$82.1B
$537K 0.02%
1,662
-233
-12% -$72.5K
DVOL icon
787
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$74.1M
$536K 0.02%
15,130
+1,450
+11% +$50.5K
BJAN icon
788
Innovator US Equity Buffer ETF January
BJAN
$342M
$535K 0.02%
10,089
-476
-5% -$24.6K
IAT icon
789
iShares US Regional Banks ETF
IAT
$673M
$534K 0.02%
10,165
-3,451
-25% -$180K
DXPE icon
790
DXP Enterprises
DXPE
$2.57B
$534K 0.02%
+4,483
New +$501K
TGT icon
791
Target
TGT
$63.7B
$531K 0.02%
5,925
-1,991
-25% -$196K
KKR icon
792
KKR & Co
KKR
$91.3B
$529K 0.02%
4,070
-127
-3% -$18K
FTQI icon
793
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$921M
$524K 0.01%
+25,460
New +$511K
SPTM icon
794
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$524K 0.01%
6,502
-257
-4% -$20K
GPC icon
795
Genuine Parts
GPC
$17.6B
$524K 0.01%
3,778
-166
-4% -$22.3K
PDEC icon
796
Innovator US Equity Power Buffer ETF December
PDEC
$978M
$523K 0.01%
12,438
-319
-3% -$13.1K
DKS icon
797
Dick's Sporting Goods
DKS
$18.4B
$521K 0.01%
2,346
-139
-6% -$30.3K
FTHI icon
798
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.39B
$519K 0.01%
+21,898
New +$509K
P
799
Everpure Inc
P
$24.7B
$518K 0.01%
6,176
-59
-0.9% -$3.92K
AMT icon
800
American Tower
AMT
$77.7B
$516K 0.01%
2,685
-339
-11% -$70.6K
30 31
32
33 34

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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.