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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.78B
AUM Growth
-$224M
Cap. Flow
-$352M
Cap. Flow %
-12.63%
Top 10 Hldgs %
22.87%
Holding
1,382
New
87
Increased
311
Reduced
775
Closed
179

Top Buys

Rank Stock Value
1
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$23.6M
2
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$6.13M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.56M
4
PSFF icon
Pacer Swan SOS Fund of Funds ETF
PSFF
+$4.92M
5
LGOV icon
First Trust Long Duration Opportunities ETF
LGOV
+$3.11M

Top Sells

Rank Stock Value
1
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$13M
2
AAPL icon
Apple
AAPL
+$12M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$11.8M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$11.5M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$10.2M

Sector Composition

Rank Sector Weight
1 Technology 11.77%
2 Consumer Discretionary 4.93%
3 Healthcare 4.39%
4 Financials 4.02%
5 Industrials 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDV icon
776
iShares International Select Dividend ETF
IDV
$8.25B
$444K 0.02%
16,867
-4,015
-19% -$110K
SPYG icon
777
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$443K 0.02%
7,253
+219
+3% +$12.5K
DIVO icon
778
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.41B
$441K 0.02%
12,243
-11,118
-48% -$395K
ARCH
779
DELISTED
Arch Resources, Inc.
ARCH
$440K 0.02%
+3,904
New +$468K
OUSA icon
780
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$737M
$439K 0.02%
9,978
+216
+2% +$9.2K
MKC icon
781
McCormick & Company Non-Voting
MKC
$13.4B
$439K 0.02%
5,027
-363
-7% -$32.1K
CCS icon
782
Century Communities
CCS
$2B
$437K 0.02%
5,705
-5,230
-48% -$350K
FITB
783
Fifth Third Bancorp
FITB
$52B
$436K 0.02%
16,648
-16,572
-50% -$427K
OC icon
784
Owens Corning
OC
$11.5B
$436K 0.02%
3,343
-200
-6% -$21.9K
FALN icon
785
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$436K 0.02%
17,195
-4,240
-20% -$106K
EUSA icon
786
iShares MSCI USA Equal Weighted ETF
EUSA
$1.84B
$435K 0.02%
+5,525
New +$416K
NIO icon
787
NIO
NIO
$11.3B
$435K 0.02%
44,850
+611
+1% +$5.17K
SNDX icon
788
Syndax Pharmaceuticals
SNDX
$1.84B
$435K 0.02%
20,760
-2,490
-11% -$51.8K
CNA icon
789
CNA Financial
CNA
$14.5B
$434K 0.02%
11,243
-353
-3% -$13.8K
BLDR icon
790
Builders FirstSource
BLDR
$7.84B
$433K 0.02%
3,187
-801
-20% -$89.1K
INAB icon
791
IN8bio
INAB
$11.5M
$430K 0.02%
9,313
+2,516
+37% +$157K
SNPS icon
792
Synopsys
SNPS
$71.5B
$430K 0.02%
987
-7
-0.7% -$2.82K
CGMS icon
793
Capital Group US Multi-Sector Income ETF
CGMS
$5.17B
$429K 0.02%
+16,479
New +$431K
FDRR icon
794
Fidelity Dividend ETF for Rising Rates
FDRR
$732M
$429K 0.02%
10,276
-4,560
-31% -$186K
SBLK icon
795
Star Bulk Carriers
SBLK
$3.14B
$428K 0.02%
24,163
-8,090
-25% -$156K
ARKQ icon
796
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.88B
$427K 0.02%
7,580
+99
+1% +$4.91K
CPE
797
DELISTED
Callon Petroleum Company
CPE
$426K 0.02%
12,156
+280
+2% +$9.37K
BOCT icon
798
Innovator US Equity Buffer ETF October
BOCT
$283M
$423K 0.02%
11,628
-1,111
-9% -$38.5K
IQDG icon
799
WisdomTree International Quality Dividend Growth Fund
IQDG
$696M
$422K 0.02%
+12,263
New +$422K
UTF icon
800
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$422K 0.02%
17,853
-2,749
-13% -$62.4K
30 31
32
33 34

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Sigma Planning Corp's Q2 2023 Portfolio in Review

As of Q2 2023, Sigma Planning Corp held 1,382 positions worth $2.78B, down 7.5% from $3.01B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp withdrew a net $352M in Q2 2023, closing 179 positions and reducing 775 holdings. Its most notable exit was Invesco S&P 500 Pure Value ETF, an estimated $2.68M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 10% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Sigma Planning Corp opened a new position in Pacer Swan SOS Fund of Funds ETF worth $5.12M.

  • Sigma Planning Corp's largest Q2 2023 buy was Pacer Swan SOS Fund of Funds ETF: 210,328 shares worth $5.12M.
  • Sigma Planning Corp added most to FT Vest US Equity Buffer ETF August in Q2 2023, an estimated $23.6M increase.
  • Sigma Planning Corp's biggest Q2 2023 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $13M.
  • Sigma Planning Corp fully exited Invesco S&P 500 Pure Value ETF in Q2 2023, selling an estimated $2.68M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $2.78B portfolio in Q2 2023.
  • Sigma Planning Corp opened 87 new positions and closed 179 in Q2 2023.
  • Sigma Planning Corp's portfolio value fell 7.5% quarter-over-quarter to $2.78B.

Based on Sigma Planning Corp's 13F filing for Q2 2023, filed 2 Aug 2023.