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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAH icon
776
Cardinal Health
CAH
$53.7B
$520K 0.02%
6,881
+531
+8% +$40.1K
WBD icon
777
Warner Bros
WBD
$63.4B
$519K 0.02%
34,354
-18,498
-35% -$263K
MASI
778
DELISTED
Masimo
MASI
$518K 0.02%
2,806
+4
+0.1% +$675
FLRN icon
779
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$516K 0.02%
16,963
+1,846
+12% +$56.3K
IVT icon
780
InvenTrust Properties
IVT
$2.83B
$516K 0.02%
22,056
-5,244
-19% -$124K
PARA
781
DELISTED
Paramount Global Class B
PARA
$515K 0.02%
23,103
+1,903
+9% +$40.8K
LEG icon
782
Leggett & Platt
LEG
$1.5B
$514K 0.02%
16,122
+3,107
+24% +$105K
FLG
783
Flagstar Bank National Association
FLG
$5.74B
$512K 0.02%
18,891
+650
+4% +$17.6K
GLPI icon
784
Gaming and Leisure Properties
GLPI
$12.8B
$512K 0.02%
9,836
-159
-2% -$8.3K
FOUR icon
785
Shift4
FOUR
$3.96B
$510K 0.02%
6,725
+1,283
+24% +$82.6K
BTI icon
786
British American Tobacco
BTI
$131B
$507K 0.02%
14,449
-5,945
-29% -$224K
HYGV icon
787
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.08B
$507K 0.02%
12,441
– –
GLBE icon
788
Global E Online
GLBE
$6.34B
$507K 0.02%
15,721
-123
-0.8% -$3.37K
FTNT icon
789
Fortinet
FTNT
$112B
$505K 0.02%
7,597
-902
-11% -$51.3K
XSVM icon
790
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$675M
$505K 0.02%
11,087
-16,308
-60% -$783K
IYK icon
791
iShares US Consumer Staples ETF
IYK
$1.41B
$503K 0.02%
7,578
-12
-0.2% -$785
UTF icon
792
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$503K 0.02%
20,602
-814
-4% -$19.9K
DFS
793
DELISTED
Discover Financial Services
DFS
$501K 0.02%
5,071
+438
+9% +$46.9K
CGGR icon
794
Capital Group Growth ETF
CGGR
$23.7B
$500K 0.02%
22,265
+4,533
+26% +$98.4K
CMG icon
795
Chipotle Mexican Grill
CMG
$42.6B
$500K 0.02%
14,600
-50
-0.3% -$1.57K
FAST icon
796
Fastenal
FAST
$54.7B
$494K 0.02%
18,332
-294
-2% -$7.54K
RDVI icon
797
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.55B
$494K 0.02%
23,013
+2,040
+10% +$45K
SNDX icon
798
Syndax Pharmaceuticals
SNDX
$1.82B
$491K 0.02%
23,250
-2,690
-10% -$66.9K
IWY icon
799
iShares Russell Top 200 Growth ETF
IWY
$15.7B
$490K 0.02%
3,527
-2,811
-44% -$365K
REET icon
800
iShares Global REIT ETF
REET
$5.16B
$489K 0.02%
21,329
+916
+4% +$21.6K
30 31
32
33 34

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.