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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQDA icon
776
Liquidia Corp
LQDA
$7.71B
$481K 0.02%
75,465
+6,890
+10% +$37K
RYLD icon
777
Global X Russell 2000 Covered Call ETF
RYLD
$1.37B
$481K 0.02%
25,551
+1,064
+4% +$20.5K
PGF icon
778
Invesco Financial Preferred ETF
PGF
$674M
$479K 0.02%
33,283
-6,169
-16% -$91.3K
MGM icon
779
MGM Resorts International
MGM
$11.9B
$476K 0.02%
14,196
-5,848
-29% -$203K
GNW icon
780
Genworth Financial
GNW
$3.81B
$473K 0.02%
89,433
-7,872
-8% -$37K
FLG
781
Flagstar Bank National Association
FLG
$5.76B
$471K 0.02%
+18,241
New +$488K
DFUV icon
782
Dimensional US Marketwide Value ETF
DFUV
$15.4B
$467K 0.02%
13,946
+3,933
+39% +$131K
GSEW icon
783
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.88B
$466K 0.02%
8,045
– –
BJAN icon
784
Innovator US Equity Buffer ETF January
BJAN
$342M
$466K 0.02%
14,103
+5,563
+65% +$184K
REET icon
785
iShares Global REIT ETF
REET
$5.18B
$464K 0.02%
20,413
-744
-4% -$16.6K
PMAY icon
786
Innovator US Equity Power Buffer ETF May
PMAY
$806M
$462K 0.02%
16,441
-1,250
-7% -$35K
DOCN icon
787
DigitalOcean
DOCN
$13.7B
$461K 0.02%
18,105
-2,472
-12% -$77.4K
VFH icon
788
Vanguard Financials ETF
VFH
$13.5B
$461K 0.02%
5,573
-1,347
-19% -$111K
AN icon
789
AutoNation
AN
$7.1B
$460K 0.02%
4,290
-1,612
-27% -$178K
FLRN icon
790
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$459K 0.02%
15,117
+3,754
+33% +$114K
REGN icon
791
Regeneron Pharmaceuticals
REGN
$70.9B
$458K 0.02%
635
+142
+29% +$105K
KXI icon
792
iShares Global Consumer Staples ETF
KXI
$1.06B
$457K 0.02%
7,667
-36
-0.5% -$2.09K
MDYV icon
793
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$455K 0.02%
7,029
-121
-2% -$7.77K
HZNP
794
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$454K 0.02%
3,993
-1,055
-21% -$87.6K
PNR icon
795
Pentair
PNR
$10.3B
$453K 0.02%
10,082
-2,152
-18% -$93.6K
DFS
796
DELISTED
Discover Financial Services
DFS
$453K 0.02%
4,633
+43
+0.9% +$4.33K
EPR icon
797
EPR Properties
EPR
$4.92B
$451K 0.02%
11,966
+3,448
+40% +$134K
ILCG icon
798
iShares Morningstar Growth ETF
ILCG
$3.08B
$451K 0.02%
9,263
-3,481
-27% -$174K
KMLM icon
799
KFA Mount Lucas Managed Futures Index Strategy ETF
KMLM
$382M
$450K 0.02%
14,714
+9,177
+166% +$329K
ALTL icon
800
Pacer Lunt Large Cap Alternator ETF
ALTL
$91.7M
$449K 0.02%
11,095
+1,600
+17% +$62.9K
30 31
32
33 34

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.