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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
(+16%)
Cap. Flow
+$127M
Cap. Flow
% of AUM
4.31%
Top 10 Holdings %
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$10.7M |
| 2 |
Quanta Services
PWR
|
+$9.65M |
| 3 |
Invesco CurrencyShares Japanese Yen Trust
FXY
|
+$8.25M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$6.57M |
| 5 |
FedEx
FDX
|
+$6.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$16.9M |
| 2 |
SPDR Gold Trust
GLD
|
+$10.6M |
| 3 |
S&P Global
SPGI
|
+$6.46M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$6.35M |
| 5 |
NVIDIA
NVDA
|
+$5.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.39% |
| 2 | Consumer Discretionary | 6% |
| 3 | Healthcare | 4.74% |
| 4 | Industrials | 4.21% |
| 5 | Communication Services | 4.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
776
Pan American Silver
PAAS
$18.2B
| $391K | 0.01% |
+11,334
| New | +$366K |
|
777
Mustang Bio
MBIO
$4.78M
| $390K | 0.01% |
137
+18
| +15% | +$43K |
|
778
Palo Alto Networks
PANW
$260B
| $389K | 0.01% |
6,570
-1,434
| -18% | -$67K |
|
779
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$549M
| $388K | 0.01% |
7,746
-442
| -5% | -$22.3K |
|
780
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
| $388K | 0.01% |
7,387
+19
| +0.3% | +$989 |
|
781
Eastman Chemical
EMN
$7.79B
| $387K | 0.01% |
+3,855
| New | +$357K |
|
|
782
S&P Global
SPGI
$126B
| $387K | 0.01% |
1,176
-19,140
| -94% | -$6.46M |
|
783
Parker-Hannifin
PH
$125B
| $386K | 0.01% |
1,416
-1,395
| -50% | -$346K |
|
784
Valmont Industries
VMI
$9.33B
| $386K | 0.01% |
2,207
+117
| +6% | +$18.2K |
|
785
First Merchants
FRME
$2.74B
| $385K | 0.01% |
10,286
+72
| +0.7% | +$2.23K |
|
786
iShares US Transportation ETF
IYT
$2.31B
| $385K | 0.01% |
6,976
+1,548
| +29% | +$82.7K |
|
787
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
| $381K | 0.01% |
7,781
+1,134
| +17% | +$50.3K |
|
788
Norwegian Cruise Line
NCLH
$9.74B
| $381K | 0.01% |
14,971
+2,637
| +21% | +$55K |
|
789
Tandem Diabetes Care
TNDM
$1.22B
| $381K | 0.01% |
3,986
+243
| +6% | +$25K |
|
790
Coca-Cola Femsa
KOF
$22.8B
| $380K | 0.01% |
+8,233
| New | +$358K |
|
791
Global X MLP & Energy Infrastructure ETF
MLPX
$3.57B
| $380K | 0.01% |
+14,091
| New | +$358K |
|
792
Marathon Petroleum
MPC
$89.3B
| $375K | 0.01% |
9,073
-737
| -8% | -$26.5K |
|
793
Reaves Utility Income Fund
UTG
$3.57B
| $375K | 0.01% |
11,448
-1,356
| -11% | -$44.4K |
|
794
iShares Self-Driving EV and Tech ETF
IDRV
$124M
| $373K | 0.01% |
+8,639
| New | +$331K |
|
795
Carvana
CVNA
$47.3B
| $372K | 0.01% |
7,755
-770
| -9% | -$35.2K |
|
796
Pitney Bowes
PBI
$2.41B
| $372K | 0.01% |
60,321
+1,828
| +3% | +$11K |
|
797
iShares MSCI Japan ETF
EWJ
$21.3B
| $370K | 0.01% |
+5,483
| New | +$344K |
|
|
TSI
798
TCW Strategic Income Fund
TSI
$214M
| $370K | 0.01% |
64,962
+11
| +0% | +$62 |
|
799
TSMC
TSM
$2.03T
| $370K | 0.01% |
3,392
-188
| -5% | -$17.8K |
|
|
JPS
800
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $369K | 0.01% |
37,922
-12,454
| -25% | -$115K |
|
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Sigma Planning Corp's Q4 2020 Portfolio in Review
As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.
- Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
- Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
- Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
- Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
- Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
- Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.
Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.