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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.53B
AUM Growth
+$248M
Cap. Flow
+$67.8M
Cap. Flow %
2.68%
Top 10 Hldgs %
24.76%
Holding
1,197
New
143
Increased
443
Reduced
455
Closed
136

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$16.1M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$12.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.8M
5
GLD icon
SPDR Gold Trust
GLD
+$8.31M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$14.2M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$10.4M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.27M
4
FBT icon
First Trust NYSE Arca Biotechnology Index Fund
FBT
+$5.32M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5M

Sector Composition

Rank Sector Weight
1 Technology 11.79%
2 Consumer Discretionary 6.34%
3 Healthcare 4.95%
4 Communication Services 4.06%
5 Financials 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNA icon
776
IQ ARB Merger Arbitrage ETF
MNA
$253M
$317K 0.01%
9,418
+253
+3% +$8.15K
BWX icon
777
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$316K 0.01%
10,641
+1
+0% +$30
TGT icon
778
CALL
Target
TGT
$63.3B
$315K 0.01%
+2,000
New +$274K
ARKF icon
779
ARK Blockchain & Fintech Innovation ETF
ARKF
$734M
$314K 0.01%
+7,929
New +$294K
LIN icon
780
Linde
LIN
$235B
$314K 0.01%
1,318
+37
+3% +$8.97K
ICLR icon
781
Icon
ICLR
$12.8B
$313K 0.01%
1,639
+18
+1% +$3.31K
LZB icon
782
La-Z-Boy
LZB
$1.62B
$313K 0.01%
9,898
-960
-9% -$29.2K
UPBD icon
783
Upbound Group
UPBD
$1.22B
$313K 0.01%
+10,456
New +$309K
FPXI icon
784
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$276M
$312K 0.01%
+5,487
New +$308K
IXJ icon
785
iShares Global Healthcare ETF
IXJ
$4.09B
$312K 0.01%
4,338
+128
+3% +$9.18K
RTL
786
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$312K 0.01%
49,823
-10,626
-18% -$75.2K
CARR icon
787
Carrier Global
CARR
$56.6B
$311K 0.01%
10,196
-1,744
-15% -$49.3K
EFR
788
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$311K 0.01%
26,728
+14,531
+119% +$169K
PBI icon
789
Pitney Bowes
PBI
$2.47B
$311K 0.01%
58,493
-13,949
-19% -$64.4K
MFC icon
790
Manulife Financial
MFC
$72.8B
$310K 0.01%
22,256
-8,308
-27% -$119K
XLSR icon
791
State Street US Sector Rotation ETF
XLSR
$996M
$309K 0.01%
+8,457
New +$300K
XSLV icon
792
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$306K 0.01%
9,205
+1,376
+18% +$47.3K
FRI icon
793
First Trust S&P REIT Index Fund
FRI
$195M
$305K 0.01%
14,440
-147
-1% -$3.15K
WYNN icon
794
Wynn Resorts
WYNN
$10.4B
$305K 0.01%
4,246
+1,413
+50% +$112K
JTD
795
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$301K 0.01%
23,014
+2,119
+10% +$27.9K
SPWR
796
DELISTED
SunPower Corporation Common Stock
SPWR
$299K 0.01%
+23,935
New +$202K
JDD
797
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$297K 0.01%
38,224
-134
-0.3% -$1.05K
CBRL icon
798
Cracker Barrel
CBRL
$1.14B
$296K 0.01%
2,584
-171
-6% -$20K
DXCM icon
799
DexCom
DXCM
$28.3B
$296K 0.01%
2,876
-256
-8% -$26.7K
RSPT icon
800
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.38B
$296K 0.01%
14,030
+3,030
+28% +$63.1K
30 31
32
33 34

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Sigma Planning Corp's Q3 2020 Portfolio in Review

As of Q3 2020, Sigma Planning Corp held 1,197 positions worth $2.53B, up 11% from $2.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2020 filing shows 143 new, 443 increased, 455 reduced and 136 closed positions. Its largest new stake was Abiomed Inc: 20,372 shares worth $5.64M. The largest sale was iShares Core S&P Mid-Cap ETF, an estimated $14.2M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2020 buy was Abiomed Inc: 20,372 shares worth $5.64M.
  • Sigma Planning Corp added most to iShares MSCI USA Momentum Factor ETF in Q3 2020, an estimated $16.1M increase.
  • Sigma Planning Corp's biggest Q3 2020 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $14.2M.
  • Sigma Planning Corp fully exited CyrusOne Inc Common Stock in Q3 2020, selling an estimated $3.05M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $2.53B portfolio in Q3 2020.
  • Sigma Planning Corp opened 143 new positions and closed 136 in Q3 2020.
  • Sigma Planning Corp's portfolio value rose 11% quarter-over-quarter to $2.53B.

Based on Sigma Planning Corp's 13F filing for Q3 2020, filed 3 Nov 2020.