SPC

Sigma Planning Corp Portfolio holdings

AUM $3.33B
This Quarter Return
+4.44%
1 Year Return
+17.21%
3 Year Return
+65.27%
5 Year Return
+117.04%
10 Year Return
+263.51%
AUM
$765M
AUM Growth
+$765M
Cap. Flow
+$12.5M
Cap. Flow %
1.63%
Top 10 Hldgs %
17.78%
Holding
794
New
98
Increased
327
Reduced
252
Closed
104

Top Buys

1
OEF icon
iShares S&P 100 ETF
OEF
$7.52M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$6.53M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$5.59M
4
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$5.4M
5
FENY icon
Fidelity MSCI Energy Index ETF
FENY
$3.7M

Top Sells

1
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
$5.08M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$3.64M
3
MBB icon
iShares MBS ETF
MBB
$3M
4
IGOV icon
iShares 1-3 Year International Treasury Bond ETF
IGOV
$2.8M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
$2.77M

Sector Composition

1 Consumer Staples 5.74%
2 Healthcare 4.88%
3 Technology 4.8%
4 Industrials 4.21%
5 Communication Services 4.12%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SD
776
DELISTED
SANDRIDGE ENERGY, INC.
SD
– –
-12,700
Closed -$1K
IRC
777
DELISTED
INLAND REAL ESTATE CORP
IRC
– –
-30,760
Closed -$326K
NUO
778
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
– –
-13,397
Closed -$210K
UGLD
779
DELISTED
VelocitySharesTM 3x Long Gold ETN linked to the S&P GSCI Gold Index ER
UGLD
– –
-14,850
Closed -$166K
SDR
780
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
– –
-75,200
Closed -$129K
BCS.PRA.CL
781
DELISTED
Barclays Bank Plc Series 3
BCS.PRA.CL
– –
-10,967
Closed -$280K
LNKD
782
DELISTED
LinkedIn Corporation
LNKD
– –
-5,482
Closed -$627K
WRES
783
DELISTED
WARREN RESOURCES INC
WRES
– –
-33,114
Closed -$6K
EVO
784
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
– –
-12,855
Closed -$190K
AIG icon
785
American International
AIG
$44.8B
– –
-4,654
Closed -$252K
AU icon
786
AngloGold Ashanti
AU
$30.1B
– –
-16,889
Closed -$231K
AVGO icon
787
Broadcom
AVGO
$1.42T
– –
-1,296
Closed -$200K
CAG icon
788
Conagra Brands
CAG
$9.1B
– –
-8,080
Closed -$361K
CALM icon
789
Cal-Maine
CALM
$5.4B
– –
-18,534
Closed -$962K
CEF icon
790
Sprott Physical Gold and Silver Trust
CEF
$6.49B
– –
-13,270
Closed -$159K
CIM
791
Chimera Investment
CIM
$1.14B
– –
-129,025
Closed -$1.75M
ACG
792
DELISTED
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
– –
-34,081
Closed -$268K
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