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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDV icon
751
Gabelli Dividend & Income Trust
GDV
$2.67B
$563K 0.02%
20,288
+143
+0.7% +$3.88K
BJAN icon
752
Innovator US Equity Buffer ETF January
BJAN
$348M
$559K 0.02%
9,952
-137
-1% -$7.36K
DFAC icon
753
Dimensional US Core Equity 2 ETF
DFAC
$49.5B
$557K 0.02%
14,078
+33
+0.2% +$1.29K
SPGI icon
754
S&P Global
SPGI
$121B
$557K 0.02%
1,075
+37
+4% +$18.3K
NLY icon
755
Annaly Capital Management
NLY
$17.3B
$557K 0.02%
24,749
+659
+3% +$14.3K
FNX icon
756
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.4B
$555K 0.02%
4,408
-676
-13% -$84.7K
SCHR
757
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$554K 0.02%
22,095
-109
-0.5% -$2.74K
ICOW icon
758
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.85B
$554K 0.02%
14,156
+6,943
+96% +$264K
ACN icon
759
Accenture
ACN
$109B
$552K 0.02%
2,058
+36
+2% +$9.15K
ELV icon
760
Elevance Health
ELV
$86.2B
$551K 0.02%
1,572
-90
-5% -$30.4K
FTSL icon
761
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$549K 0.02%
11,966
-700
-6% -$32.1K
AIFD
762
TCW Artificial Intelligence ETF
AIFD
$134M
$547K 0.02%
14,568
+971
+7% +$35.9K
VICI icon
763
VICI Properties
VICI
$28.7B
$545K 0.02%
19,379
+1,682
+10% +$50K
UITB icon
764
Victory Portfolios II VictoryShares Core Intermediate Bond ETF
UITB
$2.65B
$545K 0.02%
11,507
-1,278
-10% -$60.8K
FDNI icon
765
First Trust Dow Jones International Internet ETF
FDNI
$32.6M
$544K 0.02%
16,040
– –
LIN icon
766
Linde
LIN
$227B
$544K 0.02%
1,283
+73
+6% +$31.3K
FQAL icon
767
Fidelity Quality Factor ETF
FQAL
$1.46B
$543K 0.02%
7,190
-87
-1% -$6.53K
GEHC icon
768
GE HealthCare
GEHC
$32.9B
$541K 0.01%
6,591
-885
-12% -$69K
CRWV
769
CoreWeave
CRWV
$48.1B
$539K 0.01%
7,532
+4,584
+155% +$465K
NI icon
770
NiSource
NI
$20B
$539K 0.01%
12,912
-1,161
-8% -$49.6K
KTOS icon
771
Kratos Defense & Security Solutions
KTOS
$11.7B
$536K 0.01%
7,062
-409
-5% -$33.5K
RSDE
772
FT Vest U.S. Equity Equal Weight Buffer ETF - December
RSDE
$32.3M
$536K 0.01%
24,559
-1,146
-4% -$24.7K
GDXJ icon
773
VanEck Junior Gold Miners ETF
GDXJ
$8.54B
$535K 0.01%
4,706
-1,785
-27% -$185K
DVOL icon
774
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$73.6M
$533K 0.01%
15,202
+72
+0.5% +$2.51K
FANG icon
775
Diamondback Energy
FANG
$55.7B
$530K 0.01%
3,526
-889
-20% -$131K
29 30
31
32 33

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MAM
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BCP
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MIM
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.