We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
Cap. Flow
-$1.54B
Cap. Flow %
-120.75%
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383

Top Buys

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$13.3M
2
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$4.14M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.81M
4
IOO icon
iShares Global 100 ETF
IOO
+$3.78M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$2.03M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$96.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77.7M
3
AMZN icon
Amazon
AMZN
+$31.1M
4
MSFT icon
Microsoft
MSFT
+$30.5M
5
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$25.6M

Sector Composition

Rank Sector Weight
1 Technology 11.58%
2 Healthcare 4.94%
3 Consumer Discretionary 4.41%
4 Financials 4.22%
5 Industrials 3.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FQAL icon
751
Fidelity Quality Factor ETF
FQAL
$1.41B
$219K 0.02%
4,024
-3,982
-50% -$204K
PSA icon
752
Public Storage
PSA
$60.2B
$218K 0.02%
716
-175
-20% -$46.4K
GM icon
753
General Motors
GM
$74.7B
$218K 0.02%
6,069
-12,454
-67% -$385K
TMUS icon
754
T-Mobile US
TMUS
$193B
$218K 0.02%
1,357
-4,846
-78% -$717K
FMAT icon
755
Fidelity MSCI Materials Index ETF
FMAT
$585M
$217K 0.02%
4,459
-7,827
-64% -$352K
HUBB icon
756
Hubbell
HUBB
$25.7B
$216K 0.02%
656
-1,104
-63% -$332K
FICS icon
757
First Trust International Developed Capital Strength ETF
FICS
$213M
$216K 0.02%
6,389
-16,215
-72% -$505K
CCJ icon
758
Cameco
CCJ
$38.3B
$216K 0.02%
5,002
-2,998
-37% -$125K
VIOG icon
759
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.04B
$214K 0.02%
1,990
-2,069
-51% -$200K
MLPA icon
760
Global X MLP ETF
MLPA
$2.28B
$213K 0.02%
4,815
-8,676
-64% -$387K
ZION icon
761
Zions Bancorporation
ZION
$10.1B
$213K 0.02%
4,860
-9,253
-66% -$334K
TXT icon
762
Textron
TXT
$16.6B
$212K 0.02%
2,633
-3,945
-60% -$306K
BUFG icon
763
FT Vest Buffered Allocation Growth ETF
BUFG
$324M
$211K 0.02%
9,930
-29,852
-75% -$606K
PNOV icon
764
Innovator US Equity Power Buffer ETF November
PNOV
$879M
$211K 0.02%
+6,133
New +$205K
VDC icon
765
Vanguard Consumer Staples ETF
VDC
$7.86B
$211K 0.02%
1,104
-2,628
-70% -$482K
ON icon
766
ON Semiconductor
ON
$33.8B
$211K 0.02%
2,523
-5,535
-69% -$435K
GDV icon
767
Gabelli Dividend & Income Trust
GDV
$2.6B
$211K 0.02%
9,735
-16,093
-62% -$319K
PNR icon
768
Pentair
PNR
$10.2B
$210K 0.02%
2,886
-5,539
-66% -$357K
ZTR
769
Virtus Total Return Fund
ZTR
$340M
$208K 0.02%
37,805
-65,504
-63% -$334K
GWW icon
770
W.W. Grainger
GWW
$65.3B
$208K 0.02%
251
-382
-60% -$294K
UTL icon
771
Unitil
UTL
$1,000M
$208K 0.02%
+3,956
New +$191K
FTC icon
772
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$208K 0.02%
1,896
-5,294
-74% -$535K
MTB icon
773
M&T Bank
MTB
$36.2B
$207K 0.02%
1,512
-862
-36% -$108K
RIO icon
774
Rio Tinto
RIO
$148B
$205K 0.02%
2,752
-3,636
-57% -$244K
DINO icon
775
HF Sinclair
DINO
$15.9B
$205K 0.02%
3,685
-3,701
-50% -$202K
29 30
31
32 33

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q4 2023 Portfolio in Review

As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.

  • Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
  • Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
  • Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
  • Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
  • Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
  • Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.

Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.