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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZGNX
751
DELISTED
Zogenix, Inc.
ZGNX
$441K 0.02%
22,046
+6,496
+42% +$133K
XME icon
752
State Street SPDR S&P Metals & Mining ETF
XME
$3.9B
$437K 0.01%
+13,071
New +$371K
FDG icon
753
American Century Focused Dynamic Growth ETF
FDG
$381M
$435K 0.01%
5,849
+945
+19% +$65.1K
XLSR icon
754
State Street US Sector Rotation ETF
XLSR
$1B
$434K 0.01%
10,755
+2,298
+27% +$88.3K
AVLR
755
DELISTED
Avalara, Inc.
AVLR
$433K 0.01%
+2,625
New +$420K
RGR icon
756
Sturm, Ruger & Co
RGR
$612M
$432K 0.01%
+6,642
New +$427K
PCI
757
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$432K 0.01%
20,379
+1,028
+5% +$20.7K
CHX
758
DELISTED
ChampionX
CHX
$426K 0.01%
27,834
+2,100
+8% +$23.3K
EEMS icon
759
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$350M
$425K 0.01%
8,040
+622
+8% +$29.9K
ENPH icon
760
Enphase Energy
ENPH
$4.76B
$425K 0.01%
2,422
-6,375
-72% -$809K
IDCC icon
761
InterDigital
IDCC
$6.74B
$423K 0.01%
6,971
-12
-0.2% -$719
AIVI icon
762
WisdomTree International AI Enhanced Value Fund
AIVI
$60.6M
$419K 0.01%
10,362
+1,270
+14% +$48.5K
EAGG icon
763
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.99B
$418K 0.01%
7,393
+425
+6% +$24K
FBC
764
DELISTED
Flagstar Bancorp, Inc. New
FBC
$418K 0.01%
10,246
+790
+8% +$27.2K
XLRE icon
765
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.73B
$417K 0.01%
11,406
+31
+0.3% +$1.13K
BBF
766
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$413K 0.01%
30,939
+1,190
+4% +$15.6K
ZBH icon
767
Zimmer Biomet
ZBH
$18.5B
$412K 0.01%
2,756
-301
-10% -$42.5K
HACK icon
768
Amplify Cybersecurity ETF
HACK
$2.65B
$407K 0.01%
7,067
+29
+0.4% +$1.46K
NUM
769
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$407K 0.01%
27,601
-714
-3% -$10.3K
DVYE icon
770
iShares Emerging Markets Dividend ETF
DVYE
$1.21B
$405K 0.01%
10,871
-2,897
-21% -$97.1K
YUM icon
771
Yum! Brands
YUM
$41.4B
$404K 0.01%
3,720
-189
-5% -$19.3K
CUZ icon
772
Cousins Properties
CUZ
$5.22B
$401K 0.01%
11,975
-20
-0.2% -$619
REM icon
773
iShares Mortgage Real Estate ETF
REM
$553M
$398K 0.01%
12,491
-246
-2% -$7.11K
MUA icon
774
BlackRock MuniAssets Fund
MUA
$518M
$397K 0.01%
27,044
+95
+0.4% +$1.35K
SRE icon
775
Sempra
SRE
$59.3B
$395K 0.01%
6,194
+524
+9% +$33.7K
29 30
31
32 33

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SCM
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VPC
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WWA
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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.