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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
X
751
DELISTED
US Steel
X
$267K 0.02%
8,747
-1,712
-16% -$55.2K
APA icon
752
APA Corp
APA
$12.8B
$266K 0.02%
5,573
-168
-3% -$7.56K
WEN icon
753
Wendy's
WEN
$1.33B
$266K 0.02%
15,494
+1,101
+8% +$19.2K
BDJ icon
754
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$265K 0.02%
27,935
+124
+0.4% +$1.16K
VIOO icon
755
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.13B
$265K 0.02%
3,322
+534
+19% +$42.7K
COUP
756
DELISTED
Coupa Software Incorporated
COUP
$265K 0.02%
+3,345
New +$232K
MET icon
757
MetLife
MET
$61B
$264K 0.02%
5,658
-57
-1% -$2.6K
MOO icon
758
VanEck Agribusiness ETF
MOO
$989M
$264K 0.02%
4,015
-36
-0.9% -$2.29K
MGK icon
759
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$263K 0.02%
+10,255
New +$256K
MSFT icon
760
CALL
Microsoft
MSFT
$2.84T
$263K 0.02%
+2,300
New +$249K
VTWO icon
761
Vanguard Russell 2000 ETF
VTWO
$17.3B
$263K 0.02%
3,886
-20
-0.5% -$1.36K
GGN
762
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$262K 0.02%
55,851
+17,497
+46% +$86.3K
NPO icon
763
Enpro
NPO
$7.05B
$262K 0.02%
+3,586
New +$265K
TWLO icon
764
Twilio
TWLO
$29.1B
$262K 0.02%
+3,033
New +$222K
USO icon
765
United States Oil Fund
USO
$2.45B
$262K 0.02%
2,109
-37,724
-95% -$4.36M
SCI icon
766
Service Corp International
SCI
$11.4B
$261K 0.02%
+5,905
New +$238K
TLTE icon
767
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$334M
$261K 0.02%
5,039
+551
+12% +$29.3K
FDT icon
768
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$260K 0.02%
4,370
+163
+4% +$9.67K
QQQ icon
769
CALL
Invesco QQQ Trust
QQQ
$455B
$260K 0.02%
1,400
-100
-7% -$18.1K
RSPU icon
770
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
$260K 0.02%
5,930
-270
-4% -$11.8K
DBEM icon
771
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$105M
$259K 0.02%
11,204
-351
-3% -$8.13K
STWD icon
772
Starwood Property Trust
STWD
$6.12B
$259K 0.02%
12,024
-497
-4% -$11K
NTG
773
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$259K 0.02%
1,613
+314
+24% +$50.8K
NFJ
774
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$258K 0.02%
19,711
+3,000
+18% +$38.9K
MOS icon
775
The Mosaic Company
MOS
$7.09B
$257K 0.02%
7,917
+674
+9% +$20.3K
29 30
31
32 33

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Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.