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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXJ icon
751
iShares Global Healthcare ETF
IXJ
$4.11B
$214K 0.02%
3,794
+118
+3% +$6.64K
TEVA icon
752
Teva Pharmaceuticals
TEVA
$35.9B
$214K 0.02%
+11,305
New +$170K
EW icon
753
Edwards Lifesciences
EW
$47.6B
$213K 0.02%
5,667
+42
+0.7% +$1.54K
MRSH
754
Marsh
MRSH
$86.3B
$212K 0.02%
2,599
+147
+6% +$12.2K
WFC.PRL icon
755
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$212K 0.02%
162
– –
VIVS
756
VivoSim Labs
VIVS
$1.46M
$211K 0.02%
655
+152
+30% +$56.5K
AIRR icon
757
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.5B
$210K 0.02%
+7,670
New +$203K
GBAB
758
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$381M
$210K 0.02%
9,237
-5,466
-37% -$123K
URI icon
759
United Rentals
URI
$71.1B
$210K 0.02%
+1,223
New +$186K
WEN icon
760
Wendy's
WEN
$1.33B
$210K 0.02%
12,810
-19
-0.1% -$289
JFR icon
761
Nuveen Floating Rate Income Fund
JFR
$1.23B
$209K 0.02%
18,659
+75
+0.4% +$849
AABA
762
DELISTED
Altaba Inc
AABA
$209K 0.02%
+2,986
New +$208K
EWW icon
763
iShares MSCI Mexico ETF
EWW
$1.89B
$208K 0.02%
4,226
-357
-8% -$18.1K
EXEL icon
764
Exelixis
EXEL
$13.9B
$208K 0.02%
+6,840
New +$182K
LADR
765
Ladder Capital
LADR
$1.25B
$207K 0.02%
15,203
+60
+0.4% +$821
MIC
766
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$206K 0.02%
3,211
+153
+5% +$10.4K
FRA icon
767
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$205K 0.02%
14,841
-1,665
-10% -$23.4K
MAS icon
768
Masco
MAS
$16B
$205K 0.02%
+4,660
New +$189K
DHC
769
Diversified Healthcare Trust
DHC
$2.26B
$203K 0.02%
10,620
-779
-7% -$14.9K
FPE icon
770
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$203K 0.02%
+10,153
New +$204K
CERN
771
DELISTED
Cerner Corp
CERN
$203K 0.02%
3,017
-31
-1% -$2.14K
CXP
772
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$203K 0.02%
8,825
-2,440
-22% -$54.1K
GOVT icon
773
iShares US Treasury Bond ETF
GOVT
$43.6B
$201K 0.02%
8,013
-5
-0.1% -$126
MFA
774
MFA Financial
MFA
$929M
$201K 0.02%
6,331
+1,490
+31% +$49.1K
TLTE icon
775
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$334M
$200K 0.02%
+3,352
New +$194K
29 30
31
32 33

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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.