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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBK icon
726
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$492K 0.02%
2,297
-381
-14% -$86.6K
VOX icon
727
Vanguard Communication Services ETF
VOX
$5.53B
$492K 0.02%
4,673
+1,062
+29% +$115K
OC icon
728
Owens Corning
OC
$11.5B
$490K 0.02%
3,592
+249
+7% +$34.2K
IDCC icon
729
InterDigital
IDCC
$6.68B
$490K 0.02%
6,102
+193
+3% +$16.8K
LEN icon
730
Lennar Class A
LEN
$20.4B
$490K 0.02%
4,506
-2,049
-31% -$240K
ELV icon
731
Elevance Health
ELV
$81.9B
$488K 0.02%
1,120
-830
-43% -$376K
GNTX icon
732
Gentex
GNTX
$4.88B
$486K 0.02%
14,946
-2,570
-15% -$82.4K
XOP icon
733
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.58B
$486K 0.02%
+3,285
New +$471K
ILMN icon
734
Illumina
ILMN
$29.4B
$486K 0.02%
3,638
-211
-5% -$34.7K
FNX icon
735
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$485K 0.02%
5,263
-2,980
-36% -$288K
KNG icon
736
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.4B
$485K 0.02%
9,820
-3,265
-25% -$171K
MGM icon
737
MGM Resorts International
MGM
$11.7B
$481K 0.02%
13,081
+238
+2% +$10.5K
GSEW icon
738
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.87B
$481K 0.02%
8,045
– –
MNST icon
739
Monster Beverage
MNST
$91.4B
$480K 0.02%
+9,064
New +$515K
VTEB icon
740
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$478K 0.02%
9,944
+603
+6% +$29.9K
WY icon
741
Weyerhaeuser
WY
$17.3B
$478K 0.02%
15,593
+678
+5% +$22.3K
IDV icon
742
iShares International Select Dividend ETF
IDV
$8.25B
$477K 0.02%
18,779
+1,912
+11% +$50.7K
HACK icon
743
Amplify Cybersecurity ETF
HACK
$2.63B
$476K 0.02%
9,224
-74
-0.8% -$3.79K
OUSA icon
744
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$737M
$475K 0.02%
11,339
+1,361
+14% +$59.7K
DFCF icon
745
Dimensional Core Fixed Income ETF
DFCF
$10.7B
$473K 0.02%
+11,717
New +$483K
BDEC icon
746
Innovator US Equity Buffer ETF December
BDEC
$216M
$473K 0.02%
13,524
-644
-5% -$23.4K
LEG icon
747
Leggett & Platt
LEG
$1.52B
$472K 0.02%
18,587
+1,694
+10% +$47.6K
GXO icon
748
GXO Logistics
GXO
$6.06B
$467K 0.02%
7,966
-34
-0.4% -$2.13K
WOR icon
749
Worthington Enterprises
WOR
$2.76B
$460K 0.02%
12,076
-243
-2% -$10.7K
CPE
750
DELISTED
Callon Petroleum Company
CPE
$460K 0.02%
11,761
-395
-3% -$14.6K
28 29
30
31 32

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.