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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQJ icon
726
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.12B
$460K 0.02%
+14,915
New +$422K
GD icon
727
General Dynamics
GD
$106B
$459K 0.02%
3,086
+70
+2% +$10.2K
RETA
728
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$459K 0.02%
+3,715
New +$488K
PDP icon
729
Invesco Dorsey Wright Momentum ETF
PDP
$1.42B
$457K 0.02%
5,207
-1,365
-21% -$112K
PLUG icon
730
Plug Power
PLUG
$2.75B
$457K 0.02%
13,473
+2,773
+26% +$62.8K
SLYV icon
731
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.93B
$457K 0.02%
6,904
+93
+1% +$5.53K
FLIR
732
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$456K 0.02%
+10,406
New +$402K
BSET icon
733
Bassett Furniture
BSET
$171M
$454K 0.02%
+22,597
New +$382K
BXMT icon
734
Blackstone Mortgage Trust
BXMT
$2.83B
$454K 0.02%
16,497
-7,470
-31% -$189K
DHI icon
735
D.R. Horton
DHI
$42B
$454K 0.02%
6,581
+1,333
+25% +$97.2K
SMG icon
736
ScottsMiracle-Gro
SMG
$4.1B
$453K 0.02%
2,274
-110
-5% -$18.9K
GDV icon
737
Gabelli Dividend & Income Trust
GDV
$2.62B
$451K 0.02%
21,027
+3,340
+19% +$66.8K
TLK icon
738
Telkom Indonesia
TLK
$14.3B
$448K 0.02%
19,049
-2,091
-10% -$43.9K
ANSS
739
DELISTED
Ansys
ANSS
$447K 0.02%
+1,229
New +$411K
RVT icon
740
Royce Value Trust
RVT
$2.22B
$447K 0.02%
27,724
+2,332
+9% +$34.2K
VGIT icon
741
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.8B
$447K 0.02%
6,440
-3,922
-38% -$274K
BEN icon
742
Franklin Resources
BEN
$17.3B
$446K 0.02%
17,845
+76
+0.4% +$1.7K
CRM icon
743
CALL
Salesforce
CRM
$150B
$445K 0.02%
+2,000
New +$486K
TX icon
744
Ternium
TX
$9.67B
$445K 0.02%
+15,300
New +$377K
WHR icon
745
Whirlpool
WHR
$2.5B
$445K 0.02%
2,467
-1,595
-39% -$306K
NUAN
746
DELISTED
Nuance Communications, Inc.
NUAN
$445K 0.02%
+10,081
New +$382K
TNA icon
747
CALL
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.33B
$444K 0.02%
+6,700
New +$325K
PEG icon
748
Public Service Enterprise Group
PEG
$39.5B
$442K 0.02%
7,589
-184
-2% -$10.7K
BTI icon
749
British American Tobacco
BTI
$134B
$441K 0.02%
11,774
+1,506
+15% +$53.9K
LEG icon
750
Leggett & Platt
LEG
$1.47B
$441K 0.02%
9,956
+165
+2% +$7.08K
28 29
30
31 32

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SCM
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BPS
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VPC
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WWA
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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.