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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHII
726
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
$281K 0.02%
10,810
-970
-8% -$26K
KKR icon
727
KKR & Co
KKR
$89.2B
$279K 0.02%
+10,233
New +$273K
XHB icon
728
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$279K 0.02%
7,249
-805
-10% -$32.2K
AAL icon
729
American Airlines Group
AAL
$9.58B
$278K 0.02%
6,737
-1,961
-23% -$76.6K
PSLV icon
730
Sprott Physical Silver Trust
PSLV
$11.9B
$278K 0.02%
52,260
-3,055
-6% -$16.6K
SPH icon
731
Suburban Propane Partners
SPH
$1.23B
$278K 0.02%
11,813
-575
-5% -$13.4K
CBOE icon
732
Cboe Global Markets
CBOE
$29.8B
$277K 0.02%
+2,889
New +$291K
MFA
733
MFA Financial
MFA
$929M
$277K 0.02%
9,429
+568
+6% +$17.5K
OI icon
734
O-I Glass
OI
$1.39B
$277K 0.02%
14,743
-6,140
-29% -$110K
DES icon
735
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$274K 0.02%
9,234
+9
+0.1% +$271
GHDX
736
DELISTED
Genomic Health, Inc.
GHDX
$274K 0.02%
+3,900
New +$228K
SCHH icon
737
Schwab US REIT ETF
SCHH
$11.7B
$273K 0.02%
13,068
-378
-3% -$7.99K
GLOF icon
738
iShares Global Equity Factor ETF
GLOF
$213M
$272K 0.02%
+8,859
New +$270K
SWKS icon
739
CALL
Skyworks Solutions
SWKS
$9.06B
$272K 0.02%
+3,000
New +$281K
VV icon
740
Vanguard Large-Cap ETF
VV
$51.9B
$272K 0.02%
2,037
-781
-28% -$102K
PFXF icon
741
VanEck Preferred Securities ex Financials ETF
PFXF
$2.39B
$271K 0.02%
13,945
-2,033
-13% -$39.8K
SCIU
742
DELISTED
Global X Scientific Beta US ETF
SCIU
$271K 0.02%
+8,177
New +$267K
MSI icon
743
Motorola Solutions
MSI
$69.4B
$270K 0.02%
2,072
-1,408
-40% -$174K
SVU
744
DELISTED
SUPERVALU Inc.
SVU
$270K 0.02%
+8,389
New +$245K
DOC icon
745
Healthpeak Properties
DOC
$15.4B
$269K 0.02%
10,232
-994
-9% -$26.1K
HAS icon
746
Hasbro
HAS
$12.6B
$268K 0.02%
2,550
-116
-4% -$11.6K
SDIV icon
747
Global X SuperDividend ETF
SDIV
$1.21B
$268K 0.02%
4,373
+194
+5% +$12.1K
CAH icon
748
Cardinal Health
CAH
$53.4B
$267K 0.02%
4,942
-3,708
-43% -$190K
IQ icon
749
iQIYI
IQ
$1.18B
$267K 0.02%
9,880
+867
+10% +$25.8K
NEA icon
750
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$267K 0.02%
21,062
+1,513
+8% +$19.6K
28 29
30
31 32

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Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.