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Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
-0.07%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.6B
AUM Growth
-$22.2M
(-0.61%)
Cap. Flow
+$45.6M
Cap. Flow
% of AUM
1.27%
Top 10 Holdings %
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118
Avg Time Held Equity + Options
4.3
years
Top 10 Avg Time Held Equity + Options
6.2
years
Top 20 Avg Time Held Equity + Options
4.6
years
Avg Time Held Equity only
4.3
years
Top 10 Avg Time Held Equity only
6.2
years
Top 20 Avg Time Held Equity only
5
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Quality GARP ETF
GARP
|
+$8.76M |
| 2 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$6.61M |
| 3 |
Capital Group Dividend Value ETF
CGDV
|
+$5.82M |
| 4 |
iShares Morningstar Value ETF
ILCV
|
+$5.09M |
| 5 |
Capital Group Global Growth Equity ETF
CGGO
|
+$4.91M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$10.1M |
| 2 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$6.74M |
| 3 |
SPDR Gold Trust
GLD
|
+$5.54M |
| 4 |
Vanguard Total International Bond ETF
BNDX
|
+$4.57M |
| 5 |
iShares Silver Trust
SLV
|
+$4.49M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.89% |
| 2 | Technology | 13.69% |
| 3 | Industrials | 3.86% |
| 4 | Consumer Discretionary | 3.8% |
| 5 | Financials | 3.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
51
Vanguard FTSE Developed Markets ETF
VEA
$229B
| $11.8M | 0.33% |
184,230
+2,774
| +2% | +$183K |
2014 Q4
45 quarters
|
|
52
Home Depot
HD
$312B
| $11.7M | 0.33% |
35,629
-232
| -0.6% | -$84.5K |
2014 Q4
45 quarters
|
|
53
Invesco S&P 500 Equal Weight ETF
RSP
$98B
| $11.4M | 0.32% |
59,204
+3,398
| +6% | +$673K |
2014 Q4
45 quarters
|
|
|
54
iShares Silver Trust
SLV
$27.9B
| $11M | 0.3% |
160,771
-59,139
| -27% | -$4.49M |
2014 Q4
45 quarters
|
|
|
55
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.9B
| $10.7M | 0.3% |
201,494
-125,182
| -38% | -$6.74M |
2023 Q4
9 quarters
|
|
56
Micron Technology
MU
$1.01T
| $10.7M | 0.3% |
31,613
-5,021
| -14% | -$1.97M |
2016 Q3
38 quarters
|
|
57
Vanguard Intermediate-Term Bond ETF
BIV
$28.3B
| $10.7M | 0.3% |
138,331
+7,153
| +5% | +$557K |
2014 Q4
45 quarters
|
|
58
Vanguard Dividend Appreciation ETF
VIG
$113B
| $10.6M | 0.3% |
49,479
+6,272
| +15% | +$1.4M |
2014 Q4
45 quarters
|
|
59
iShares Core MSCI Emerging Markets ETF
IEMG
$152B
| $10.5M | 0.29% |
150,782
+13,100
| +10% | +$945K |
2014 Q4
45 quarters
|
|
60
IBM
IBM
$219B
| $10.3M | 0.29% |
42,677
-1,911
| -4% | -$517K |
2014 Q4
45 quarters
|
|
61
iShares Core S&P US Value ETF
IUSV
$28B
| $10.3M | 0.29% |
100,840
-7,902
| -7% | -$829K |
2016 Q2
39 quarters
|
|
62
NextEra Energy
NEE
$167B
| $10.3M | 0.29% |
110,611
-6,589
| -6% | -$586K |
2014 Q4
45 quarters
|
|
63
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.03B
| $10.2M | 0.28% |
129,887
+1,982
| +2% | +$162K |
2014 Q4
45 quarters
|
|
64
Visa
V
$755B
| $10M | 0.28% |
33,126
+656
| +2% | +$211K |
2014 Q4
45 quarters
|
|
65
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.7B
| $9.98M | 0.28% |
194,886
+5,936
| +3% | +$307K |
2023 Q4
9 quarters
|
|
66
Verizon
VZ
$186B
| $9.62M | 0.27% |
191,693
-1,816
| -0.9% | -$84.2K |
2014 Q4
45 quarters
|
|
67
iShares National Muni Bond ETF
MUB
$49.1B
| $9.61M | 0.27% |
90,555
-170
| -0.2% | -$18.3K |
2014 Q4
45 quarters
|
|
68
iShares MSCI USA Quality Factor ETF
QUAL
$48.7B
| $9.36M | 0.26% |
48,816
-3,195
| -6% | -$640K |
2018 Q3
30 quarters
|
|
69
VanEck Semiconductor ETF
SMH
$66.9B
| $9.36M | 0.26% |
24,404
+2,274
| +10% | +$903K |
2020 Q1
24 quarters
|
|
70
TSMC
TSM
$2.15T
| $9.28M | 0.26% |
27,452
+4,302
| +19% | +$1.48M |
2020 Q3
22 quarters
|
|
71
Waste Management
WM
$89.7B
| $9.15M | 0.25% |
39,817
-1,770
| -4% | -$407K |
2014 Q4
45 quarters
|
|
72
Vanguard Morningstar Small-Cap ETF
VB
$77.2B
| $8.97M | 0.25% |
34,252
+10,776
| +46% | +$2.92M |
2014 Q4
45 quarters
|
|
73
State Street Utilities Select Sector SPDR ETF
XLU
$24.4B
| $8.67M | 0.24% |
188,952
+15,523
| +9% | +$696K |
2014 Q4
45 quarters
|
|
74
Vanguard Short-Term Corporate Bond ETF
VCSH
$44B
| $8.47M | 0.24% |
106,796
+6,589
| +7% | +$525K |
2014 Q4
45 quarters
|
|
75
Procter & Gamble
PG
$370B
| $8.32M | 0.23% |
57,629
+2,127
| +4% | +$322K |
2014 Q4
45 quarters
|
|
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Sigma Planning Corp's Q1 2026 Portfolio in Review
As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Industrials.
- Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
- Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
- Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
- Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
- Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
- Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.
Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.