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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+3.67%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.94B
AUM Growth
+$180M
(+10%)
Cap. Flow
+$124M
Cap. Flow
% of AUM
6.4%
Top 10 Holdings %
Top 10 Hldgs %
20.35%
Holding
1,072
New
132
Increased
502
Reduced
333
Closed
83
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$9.07M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$8.35M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$6.68M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$5.71M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$5.32M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Semiconductor ETF
SOXX
|
+$5.42M |
| 2 |
iShares S&P 500 Value ETF
IVE
|
+$5.17M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.16M |
| 4 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$3.41M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$3.03M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.37% |
| 2 | Financials | 4.66% |
| 3 | Healthcare | 4.23% |
| 4 | Consumer Discretionary | 4.19% |
| 5 | Industrials | 4.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $6.79M | 0.35% |
184,394
-6,036
| -3% | -$221K |
|
52
Altria Group
MO
$122B
| $6.74M | 0.35% |
142,327
+17,955
| +14% | +$940K |
|
53
Mastercard
MA
$477B
| $6.68M | 0.34% |
25,247
+1,670
| +7% | +$418K |
|
54
Chevron
CVX
$388B
| $6.5M | 0.34% |
52,263
-2,120
| -4% | -$256K |
|
55
Vanguard S&P 500 ETF
VOO
$968B
| $6.48M | 0.33% |
24,090
+2,872
| +14% | +$760K |
|
56
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
| $6.38M | 0.33% |
141,792
+17,799
| +14% | +$775K |
|
57
Vanguard Value ETF
VTV
$189B
| $6.33M | 0.33% |
57,096
+1,680
| +3% | +$183K |
|
58
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
| $6.32M | 0.33% |
85,052
-14,830
| -15% | -$1.1M |
|
59
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
| $6.3M | 0.32% |
200,100
+18,700
| +10% | +$579K |
|
60
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $6.29M | 0.32% |
57,157
+39,309
| +220% | +$4.21M |
|
61
ExxonMobil
XOM
$651B
| $6.24M | 0.32% |
81,467
-75
| -0.1% | -$5.81K |
|
62
Intel
INTC
$464B
| $6.19M | 0.32% |
129,282
+8,576
| +7% | +$425K |
|
63
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
| $6.02M | 0.31% |
218,151
+13,757
| +7% | +$373K |
|
64
Pfizer
PFE
$140B
| $6M | 0.31% |
145,972
-2,129
| -1% | -$84.5K |
|
65
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
| $6M | 0.31% |
65,710
-11,098
| -14% | -$998K |
|
66
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
| $5.98M | 0.31% |
228,465
+22,959
| +11% | +$600K |
|
67
Cisco
CSCO
$450B
| $5.97M | 0.31% |
109,113
+1,005
| +0.9% | +$55.5K |
|
68
Waste Management
WM
$95.9B
| $5.89M | 0.3% |
51,060
+3,523
| +7% | +$382K |
|
69
iShares TIPS Bond ETF
TIP
$14.5B
| $5.88M | 0.3% |
50,959
-3,921
| -7% | -$446K |
|
70
Netflix
NFLX
$292B
| $5.78M | 0.3% |
157,460
-27,120
| -15% | -$978K |
|
71
Vanguard FTSE Developed Markets ETF
VEA
$226B
| $5.75M | 0.3% |
137,773
+32,967
| +31% | +$1.36M |
|
72
First Trust Capital Strength ETF
FTCS
$7.88B
| $5.74M | 0.3% |
101,595
+58,293
| +135% | +$3.21M |
|
73
Lockheed Martin
LMT
$134B
| $5.67M | 0.29% |
15,593
+966
| +7% | +$323K |
|
74
Invesco AI and Next Gen Software ETF
IGPT
$1.21B
| $5.66M | 0.29% |
177,309
-2,343
| -1% | -$73.5K |
|
75
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
| $5.59M | 0.29% |
59,436
+320
| +0.5% | +$29.9K |
|
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Sigma Planning Corp's Q2 2019 Portfolio in Review
As of Q2 2019, Sigma Planning Corp held 1,072 positions worth $1.94B, up 10% from $1.76B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $124M of net new capital in Q2 2019, opening 132 new positions and adding to 502 existing holdings. Its largest new stake was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares S&P 500 Value ETF, an estimated $5.17M trimmed.
- Sigma Planning Corp's largest Q2 2019 buy was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
- Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q2 2019, an estimated $9.07M increase.
- Sigma Planning Corp's biggest Q2 2019 reduction was iShares S&P 500 Value ETF, cutting an estimated $5.17M.
- Sigma Planning Corp fully exited iShares Semiconductor ETF in Q2 2019, selling an estimated $5.42M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.94B portfolio in Q2 2019.
- Sigma Planning Corp opened 132 new positions and closed 83 in Q2 2019.
- Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $1.94B.
Based on Sigma Planning Corp's 13F filing for Q2 2019, filed 1 Aug 2019.