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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-11.6%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
-$326M
(-19%)
Cap. Flow
-$109M
Cap. Flow
% of AUM
-7.95%
Top 10 Holdings %
Top 10 Hldgs %
20.72%
Holding
1,027
New
79
Increased
349
Reduced
397
Closed
176
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$9.3M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$6.09M |
| 3 |
Fidelity MSCI Utilities Index ETF
FUTY
|
+$4.48M |
| 4 |
NextEra Energy
NEE
|
+$3.58M |
| 5 |
Fidelity MSCI Real Estate Index ETF
FREL
|
+$3.46M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$9.25M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$8.45M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$8.33M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$7.91M |
| 5 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$5.87M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.61% |
| 2 | Financials | 4.8% |
| 3 | Healthcare | 4.66% |
| 4 | Industrials | 4.14% |
| 5 | Consumer Discretionary | 4.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
Pfizer
PFE
$140B
| $6M | 0.44% |
144,844
-4,630
| -3% | -$192K |
|
52
Visa
V
$677B
| $5.77M | 0.42% |
43,732
+465
| +1% | +$64.2K |
|
|
53
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
| $5.76M | 0.42% |
165,201
+125,246
| +313% | +$4.48M |
|
54
Chevron
CVX
$388B
| $5.54M | 0.4% |
50,970
-1,296
| -2% | -$150K |
|
55
Walt Disney
DIS
$165B
| $5.38M | 0.39% |
49,063
+8,691
| +22% | +$988K |
|
56
ProShares Ultra S&P500
SSO
$7.82B
| $5.32M | 0.39% |
458,720
-158,112
| -26% | -$2.15M |
|
57
Intel
INTC
$464B
| $5.32M | 0.39% |
113,349
+10,278
| +10% | +$481K |
|
58
ExxonMobil
XOM
$651B
| $5.27M | 0.38% |
77,300
-863
| -1% | -$67.7K |
|
59
AbbVie
ABBV
$458B
| $5.27M | 0.38% |
57,140
-8,833
| -13% | -$777K |
|
60
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$503M
| $5.17M | 0.38% |
57,019
+26,372
| +86% | +$2.49M |
|
61
Bank of America
BAC
$435B
| $4.96M | 0.36% |
201,319
+5,453
| +3% | +$148K |
|
62
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $4.92M | 0.36% |
48,760
-435
| -0.9% | -$44.1K |
|
63
Alphabet (Google) Class A
GOOGL
$3.91T
| $4.91M | 0.36% |
93,960
+7,040
| +8% | +$380K |
|
64
ARK Innovation ETF
ARKK
$5.89B
| $4.85M | 0.35% |
130,331
+1,543
| +1% | +$65.1K |
|
65
Vanguard Total Stock Market ETF
VTI
$654B
| $4.76M | 0.35% |
37,324
-1,855
| -5% | -$256K |
|
66
DuPont de Nemours
DD
$18.6B
| $4.74M | 0.34% |
35,010
-1,017
| -3% | -$146K |
|
67
Netflix
NFLX
$292B
| $4.72M | 0.34% |
176,480
+14,530
| +9% | +$435K |
|
68
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
| $4.67M | 0.34% |
67,482
+3,638
| +6% | +$278K |
|
69
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
| $4.62M | 0.34% |
193,837
-19,935
| -9% | -$518K |
|
70
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
| $4.57M | 0.33% |
52,832
+13,770
| +35% | +$1.25M |
|
71
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
| $4.54M | 0.33% |
86,422
-1,154
| -1% | -$64K |
|
72
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
| $4.31M | 0.31% |
87,549
-78,871
| -47% | -$4.23M |
|
73
Walmart Inc
WMT
$871B
| $4.17M | 0.3% |
134,292
+1,647
| +1% | +$52.8K |
|
74
Cisco
CSCO
$450B
| $4.16M | 0.3% |
96,065
+13,115
| +16% | +$600K |
|
75
Vanguard FTSE Developed Markets ETF
VEA
$226B
| $4.16M | 0.3% |
112,086
+10,999
| +11% | +$435K |
|
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Sigma Planning Corp's Q4 2018 Portfolio in Review
As of Q4 2018, Sigma Planning Corp held 1,027 positions worth $1.37B, down 19% from $1.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp withdrew a net $109M in Q4 2018, closing 176 positions and reducing 397 holdings. Its most notable exit was VictoryShares US Small Cap Volatility Wtd ETF, an estimated $4.21M position sold in full.
By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Sigma Planning Corp opened a new position in State Street SPDR Bloomberg 1-3 Month T-Bill ETF worth $2.31M.
- Sigma Planning Corp's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 25,302 shares worth $2.31M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $9.3M increase.
- Sigma Planning Corp's biggest Q4 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $9.25M.
- Sigma Planning Corp fully exited VictoryShares US Small Cap Volatility Wtd ETF in Q4 2018, selling an estimated $4.21M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $1.37B portfolio in Q4 2018.
- Sigma Planning Corp opened 79 new positions and closed 176 in Q4 2018.
- Sigma Planning Corp's portfolio value fell 19% quarter-over-quarter to $1.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.