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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
(+14%)
Cap. Flow
+$124M
Cap. Flow
% of AUM
7.28%
Top 10 Holdings %
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$14M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.41M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$7.5M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$7.44M |
| 5 |
Amazon
AMZN
|
+$6.37M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$7.04M |
| 2 |
United States Oil Fund
USO
|
+$4.36M |
| 3 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$4.28M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$3.74M |
| 5 |
Copart
CPRT
|
+$3.33M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.09% |
| 2 | Financials | 4.85% |
| 3 | Healthcare | 4.83% |
| 4 | Consumer Discretionary | 4.56% |
| 5 | Industrials | 4.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
| $6.44M | 0.38% |
131,377
+37,947
| +41% | +$1.86M |
|
52
Chevron
CVX
$388B
| $6.39M | 0.38% |
52,266
+2,395
| +5% | +$291K |
|
53
Pfizer
PFE
$140B
| $6.25M | 0.37% |
149,474
-279
| -0.2% | -$10.7K |
|
54
AbbVie
ABBV
$458B
| $6.24M | 0.37% |
65,973
+3,630
| +6% | +$344K |
|
55
iShares Select Dividend ETF
DVY
$24B
| $6.23M | 0.37% |
62,461
-6,814
| -10% | -$683K |
|
56
ARK Innovation ETF
ARKK
$5.89B
| $6.1M | 0.36% |
128,788
+16,313
| +15% | +$768K |
|
57
Netflix
NFLX
$292B
| $6.06M | 0.36% |
161,950
+7,790
| +5% | +$283K |
|
58
UnitedHealth
UNH
$382B
| $6.03M | 0.35% |
22,651
+1,200
| +6% | +$312K |
|
59
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
| $5.99M | 0.35% |
193,790
+38,364
| +25% | +$1.18M |
|
60
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
| $5.9M | 0.35% |
213,772
-2,765
| -1% | -$77.4K |
|
61
DuPont de Nemours
DD
$18.6B
| $5.87M | 0.34% |
36,027
-1,469
| -4% | -$253K |
|
62
Vanguard Total Stock Market ETF
VTI
$654B
| $5.86M | 0.34% |
39,179
+4,467
| +13% | +$657K |
|
63
Salesforce
CRM
$134B
| $5.83M | 0.34% |
36,680
+6,988
| +24% | +$1.04M |
|
64
Bank of America
BAC
$435B
| $5.77M | 0.34% |
195,866
-2,628
| -1% | -$80K |
|
65
Adobe
ADBE
$89.5B
| $5.74M | 0.34% |
21,244
+2,713
| +15% | +$700K |
|
66
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.59B
| $5.65M | 0.33% |
+195,779
| New | +$5.75M |
|
67
Procter & Gamble
PG
$343B
| $5.65M | 0.33% |
67,837
-1,096
| -2% | -$89.6K |
|
68
Fidelity MSCI Energy Index ETF
FENY
$2.02B
| $5.4M | 0.32% |
253,785
-92,218
| -27% | -$1.93M |
|
69
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
| $5.34M | 0.31% |
63,844
+1,266
| +2% | +$106K |
|
70
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
| $5.28M | 0.31% |
87,576
-466
| -0.5% | -$28.1K |
|
71
Alphabet (Google) Class A
GOOGL
$3.91T
| $5.25M | 0.31% |
86,920
+4,920
| +6% | +$298K |
|
72
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $5M | 0.29% |
49,195
-4,479
| -8% | -$455K |
|
73
Intel
INTC
$464B
| $4.87M | 0.29% |
103,071
+6,614
| +7% | +$322K |
|
74
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $4.86M | 0.29% |
58,517
+3,509
| +6% | +$292K |
|
75
Mastercard
MA
$477B
| $4.82M | 0.28% |
21,655
+401
| +2% | +$83.7K |
|
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Sigma Planning Corp's Q3 2018 Portfolio in Review
As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.
- Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
- Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
- Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
- Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
- Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.
Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.