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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$115M
Cap. Flow %
6.76%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Miscellaneous 61.12%
2 Technology 8.16%
3 Healthcare 4.87%
4 Financials 4.85%
5 Consumer Discretionary 4.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISTB icon
51
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$6.44M 0.38%
131,377
+37,947
+41% +$1.86M
CVX icon
52
Chevron
CVX
$409B
$6.39M 0.38%
52,266
+2,395
+5% +$291K
PFE icon
53
Pfizer
PFE
$162B
$6.25M 0.37%
149,474
-279
-0.2% -$10.7K
ABBV icon
54
AbbVie
ABBV
$453B
$6.24M 0.37%
65,973
+3,630
+6% +$344K
DVY icon
55
iShares Select Dividend ETF
DVY
$23.9B
$6.23M 0.37%
62,461
-6,814
-10% -$683K
ARKK icon
56
ARK Innovation ETF
ARKK
$6.44B
$6.1M 0.36%
128,788
+16,313
+15% +$768K
NFLX icon
57
Netflix
NFLX
$326B
$6.06M 0.36%
161,950
+7,790
+5% +$283K
UNH icon
58
UnitedHealth
UNH
$356B
$6.03M 0.35%
22,651
+1,200
+6% +$312K
FV icon
59
First Trust Dorsey Wright Focus 5 ETF
FV
$3.81B
$5.99M 0.35%
193,790
+38,364
+25% +$1.18M
XLF icon
60
State Street Financial Select Sector SPDR ETF
XLF
$55B
$5.9M 0.35%
213,772
-2,765
-1% -$77.4K
DD icon
61
DuPont de Nemours
DD
$17.8B
$5.87M 0.34%
36,027
-1,469
-4% -$253K
VTI icon
62
Vanguard Morningstar Total Stock Market ETF
VTI
$693B
$5.86M 0.34%
39,179
+4,467
+13% +$657K
CRM icon
63
Salesforce
CRM
$213B
$5.83M 0.34%
36,680
+6,988
+24% +$1.04M
BAC icon
64
Bank of America
BAC
$438B
$5.77M 0.34%
195,866
-2,628
-1% -$80K
ADBE icon
65
Adobe
ADBE
$106B
$5.74M 0.34%
21,244
+2,713
+15% +$700K
CALF icon
66
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.95B
$5.65M 0.33%
+195,779
New +$5.75M
PG icon
67
Procter & Gamble
PG
$340B
$5.65M 0.33%
67,837
-1,096
-2% -$89.6K
FENY icon
68
Fidelity MSCI Energy Index ETF
FENY
$2.15B
$5.4M 0.32%
253,785
-92,218
-27% -$1.93M
IJJ icon
69
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.87B
$5.34M 0.31%
63,844
+1,266
+2% +$106K
IXUS icon
70
iShares Core MSCI Total International Stock ETF
IXUS
$61.4B
$5.28M 0.31%
87,576
-466
-0.5% -$28.1K
GOOGL icon
71
Alphabet (Google) Class A
GOOGL
$4.14T
$5.25M 0.31%
86,920
+4,920
+6% +$298K
MINT icon
72
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.5B
$5M 0.29%
49,195
-4,479
-8% -$455K
INTC icon
73
Intel
INTC
$506B
$4.87M 0.29%
103,071
+6,614
+7% +$322K
SHY icon
74
iShares 1-3 Year Treasury Bond ETF
SHY
$26.2B
$4.86M 0.29%
58,517
+3,509
+6% +$292K
MA icon
75
Mastercard
MA
$507B
$4.82M 0.28%
21,655
+401
+2% +$83.7K
1 2
3
4 5

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AIM
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DAM
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RPGK
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SCTC
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Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $115M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, down from 62% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.