We are live on
!
Find out more
SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-6.12%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$631M
AUM Growth
-$93.2M
(-13%)
Cap. Flow
-$43.6M
Cap. Flow
% of AUM
-6.91%
Top 10 Holdings %
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$7.14M |
| 2 |
Global Net Lease
GNL
|
+$3.09M |
| 3 |
ProShares UltraShort S&P500
SDS
|
+$2.42M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$2.23M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
VQT
iPath S&P VEQTOR ETN
VQT
|
+$3.85M |
| 2 |
Apple
AAPL
|
+$3.73M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$3.09M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$2.84M |
| 5 |
State Street SPDR S&P Dividend ETF
SDY
|
+$2.84M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 6.11% |
| 2 | Technology | 5.58% |
| 3 | Consumer Staples | 5.25% |
| 4 | Financials | 4.57% |
| 5 | Industrials | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
51
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
| $2.54M | 0.4% |
57,956
-14,888
| -20% | -$691K |
|
52
Abbott
ABT
$180B
| $2.51M | 0.4% |
62,322
-172
| -0.3% | -$8.11K |
|
53
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
| $2.5M | 0.4% |
69,376
-10,482
| -13% | -$388K |
|
54
McDonald's
MCD
$188B
| $2.46M | 0.39% |
24,999
-4,454
| -15% | -$434K |
|
55
Pfizer
PFE
$140B
| $2.46M | 0.39% |
82,435
+11,316
| +16% | +$363K |
|
56
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
| $2.42M | 0.38% |
46,856
+2,409
| +5% | +$125K |
|
57
Wells Fargo
WFC
$261B
| $2.3M | 0.36% |
44,783
-4,293
| -9% | -$236K |
|
58
Home Depot
HD
$332B
| $2.29M | 0.36% |
19,871
+2,658
| +15% | +$307K |
|
|
UDF
59
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
| $2.28M | 0.36% |
129,468
+12,078
| +10% | +$214K |
|
60
Lockheed Martin
LMT
$134B
| $2.25M | 0.36% |
10,848
-704
| -6% | -$143K |
|
61
Service Corp International
SCI
$11.4B
| $2.25M | 0.36% |
82,877
-4,383
| -5% | -$129K |
|
62
Kinder Morgan
KMI
$73.1B
| $2.2M | 0.35% |
79,400
-14,326
| -15% | -$474K |
|
63
Vanguard High Dividend Yield ETF
VYM
$81.1B
| $2.19M | 0.35% |
35,015
-12,369
| -26% | -$814K |
|
64
Cisco
CSCO
$450B
| $2.08M | 0.33% |
79,432
-2,701
| -3% | -$72.9K |
|
65
Boeing
BA
$165B
| $2.07M | 0.33% |
15,776
-1,164
| -7% | -$161K |
|
66
DTE Energy
DTE
$31.1B
| $2.06M | 0.33% |
30,065
+963
| +3% | +$64.4K |
|
67
Vanguard Dividend Appreciation ETF
VIG
$111B
| $2.05M | 0.32% |
27,752
-1,927
| -6% | -$149K |
|
68
Merck
MRK
$324B
| $2M | 0.32% |
42,523
-1,937
| -4% | -$103K |
|
69
Under Armour
UAA
$3B
| $1.98M | 0.31% |
41,223
+2,158
| +6% | +$102K |
|
70
Alerian MLP ETF
AMLP
$13B
| $1.93M | 0.31% |
30,895
+5,402
| +21% | +$393K |
|
71
iShares US Real Estate ETF
IYR
$4.59B
| $1.9M | 0.3% |
26,796
-22,127
| -45% | -$1.61M |
|
72
ProShares Short S&P500
SH
$887M
| $1.9M | 0.3% |
+10,522
| New | +$1.82M |
|
73
Healthcare Realty
HR
$7.42B
| $1.88M | 0.3% |
76,561
+42
| +0.1% | +$1.04K |
|
74
SPDR Gold Trust
GLD
$131B
| $1.87M | 0.3% |
17,537
-406
| -2% | -$43.8K |
|
75
IBM
IBM
$202B
| $1.84M | 0.29% |
13,269
-1,010
| -7% | -$149K |
|
Similar funds
U
SL
WB
SCM
BPS
VPC
ACM
WWA
Sigma Planning Corp's Q3 2015 Portfolio in Review
As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp withdrew a net $43.6M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, down from 6.5% a quarter earlier, followed by Technology and Consumer Staples.
Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.
- Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
- Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
- Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
- Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
- Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.
Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.