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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWN icon
701
iShares Russell 2000 Value ETF
IWN
$14.5B
$655K 0.02%
3,613
+11
+0.3% +$1.98K
IXUS icon
702
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$655K 0.02%
7,734
+50
+0.7% +$4.19K
SHW icon
703
Sherwin-Williams
SHW
$88.1B
$654K 0.02%
2,019
+362
+22% +$121K
ALAB icon
704
Astera Labs
ALAB
$55B
$652K 0.02%
3,918
-18,972
-83% -$3.17M
IUS icon
705
Invesco RAFI Strategic US ETF
IUS
$955M
$647K 0.02%
11,321
+391
+4% +$22K
VMBS icon
706
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$646K 0.02%
13,730
+109
+0.8% +$5.13K
HALO icon
707
Halozyme
HALO
$12.2B
$646K 0.02%
9,592
+1,741
+22% +$117K
ATO icon
708
Atmos Energy
ATO
$28.4B
$644K 0.02%
3,839
-13
-0.3% -$2.25K
RAPT
709
DELISTED
RAPT Therapeutics
RAPT
$644K 0.02%
+19,000
New +$590K
JPEM icon
710
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$394M
$643K 0.02%
10,595
+868
+9% +$52.2K
XLRE icon
711
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.54B
$641K 0.02%
15,892
-1,305
-8% -$53.7K
LNG icon
712
Cheniere Energy
LNG
$54.9B
$640K 0.02%
3,258
-17
-0.5% -$3.57K
FTNT icon
713
Fortinet
FTNT
$120B
$639K 0.02%
7,939
+603
+8% +$50K
DAUG icon
714
FT Vest US Equity Deep Buffer ETF August
DAUG
$374M
$635K 0.02%
14,325
– –
FSMB icon
715
First Trust Short Duration Managed Municipal ETF
FSMB
$627M
$632K 0.02%
+31,553
New +$633K
TFC icon
716
Truist Financial
TFC
$63.4B
$630K 0.02%
12,808
-1,300
-9% -$59.9K
PBI icon
717
Pitney Bowes
PBI
$2.33B
$627K 0.02%
59,345
-1,014
-2% -$10.5K
CSPF
718
Cohen & Steers Preferred and Income Opportunities Active ETF
CSPF
$301M
$626K 0.02%
+24,150
New +$628K
VOX icon
719
Vanguard Communication Services ETF
VOX
$5.88B
$623K 0.02%
3,217
-706
-18% -$132K
FIIG icon
720
First Trust Intermediate Duration Investment Grade Corporate ETF
FIIG
$646M
$620K 0.02%
29,249
-25,966
-47% -$552K
PFF icon
721
iShares Preferred and Income Securities ETF
PFF
$13.2B
$618K 0.02%
19,947
-200
-1% -$6.23K
COR icon
722
Cencora
COR
$62B
$617K 0.02%
1,825
+8
+0.4% +$2.73K
UTES icon
723
Virtus Reaves Utilities ETF
UTES
$1.28B
$610K 0.02%
+7,730
New +$638K
HP icon
724
Helmerich & Payne
HP
$4.18B
$607K 0.02%
21,182
-16
-0.1% -$425
OUSA icon
725
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$761M
$607K 0.02%
10,517
+120
+1% +$6.81K
27 28
29
30 31

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MAM
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BCP
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MIM
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JSW
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SCM
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.