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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATO icon
701
Atmos Energy
ATO
$29.7B
$658K 0.02%
3,852
-142
-4% -$22.9K
BAUG icon
702
Innovator US Equity Buffer ETF August
BAUG
$198M
$654K 0.02%
13,339
+302
+2% +$14.4K
OMFL icon
703
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.71B
$651K 0.02%
10,807
+302
+3% +$17.8K
QXO
704
QXO Inc
QXO
$14.7B
$649K 0.02%
34,062
-7
-0% -$145
TFC icon
705
Truist Financial
TFC
$63.7B
$645K 0.02%
14,108
-1,797
-11% -$81K
GDXJ icon
706
VanEck Junior Gold Miners ETF
GDXJ
$7.15B
$643K 0.02%
6,491
-7,271
-53% -$559K
CPRT icon
707
Copart
CPRT
$27.6B
$641K 0.02%
14,260
-7,747
-35% -$365K
SVOL icon
708
Simplify Volatility Premium ETF
SVOL
$525M
$641K 0.02%
35,615
+1,757
+5% +$30.9K
SMR icon
709
NuScale Power
SMR
$2.96B
$641K 0.02%
17,795
-3,981
-18% -$159K
VMBS icon
710
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$640K 0.02%
13,621
-1,241
-8% -$57.6K
CMG icon
711
Chipotle Mexican Grill
CMG
$42.6B
$639K 0.02%
16,316
-9,817
-38% -$442K
VRTX icon
712
Vertex Pharmaceuticals
VRTX
$122B
$639K 0.02%
1,632
-648
-28% -$271K
FNX icon
713
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$638K 0.02%
5,084
+3,227
+174% +$390K
PFF icon
714
iShares Preferred and Income Securities ETF
PFF
$13.2B
$637K 0.02%
20,147
-5,048
-20% -$159K
IWN icon
715
iShares Russell 2000 Value ETF
IWN
$14.4B
$637K 0.02%
3,602
-3,839
-52% -$648K
IXUS icon
716
iShares Core MSCI Total International Stock ETF
IXUS
$57.7B
$635K 0.02%
7,684
+311
+4% +$24.7K
AOM icon
717
iShares Core Moderate Allocation ETF
AOM
$1.75B
$634K 0.02%
13,325
-511
-4% -$23.7K
FANG icon
718
Diamondback Energy
FANG
$55.1B
$632K 0.02%
4,415
-256
-5% -$36.4K
DAUG icon
719
FT Vest US Equity Deep Buffer ETF August
DAUG
$368M
$625K 0.02%
+14,325
New +$611K
IYH icon
720
iShares US Healthcare ETF
IYH
$3.38B
$625K 0.02%
10,637
-4,209
-28% -$240K
DOW icon
721
Dow Inc
DOW
$20.8B
$624K 0.02%
27,231
-34,027
-56% -$848K
FDNI icon
722
First Trust Dow Jones International Internet ETF
FDNI
$31M
$622K 0.02%
+16,040
New +$567K
MDLZ icon
723
Mondelez International
MDLZ
$77.9B
$618K 0.02%
9,889
-3,935
-28% -$254K
FTNT icon
724
Fortinet
FTNT
$112B
$617K 0.02%
7,336
-547
-7% -$48.8K
TER icon
725
Teradyne
TER
$52.4B
$613K 0.02%
4,452
+257
+6% +$28.1K
27 28
29
30 31

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BPS
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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.