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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAS icon
701
Hasbro
HAS
$12.8B
$584K 0.02%
+9,578
New +$598K
CTA icon
702
Simplify Managed Futures Strategy ETF
CTA
$1.54B
$582K 0.02%
+22,395
New +$632K
SOXX icon
703
iShares Semiconductor ETF
SOXX
$42.7B
$580K 0.02%
5,001
-234
-4% -$27.2K
VIGI icon
704
Vanguard International Dividend Appreciation ETF
VIGI
$8.98B
$580K 0.02%
8,327
+1,647
+25% +$111K
LUV icon
705
Southwest Airlines
LUV
$22.2B
$580K 0.02%
17,214
-14,633
-46% -$528K
HEFA icon
706
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.51B
$579K 0.02%
21,454
+11,341
+112% +$347K
FALN icon
707
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$579K 0.02%
23,526
-3,053
-11% -$74.5K
IMCB icon
708
iShares Morningstar Mid-Cap ETF
IMCB
$1.66B
$577K 0.02%
9,839
-19
-0.2% -$1.11K
SUSB icon
709
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$577K 0.02%
24,287
-3,984
-14% -$94K
CAG icon
710
Conagra Brands
CAG
$7.29B
$577K 0.02%
14,904
-10,824
-42% -$392K
PJUN icon
711
Innovator US Equity Power Buffer ETF June
PJUN
$951M
$577K 0.02%
19,398
-595
-3% -$17.6K
CEG icon
712
Constellation Energy
CEG
$96.4B
$577K 0.02%
6,688
+16
+0.2% +$1.44K
WEC icon
713
WEC Energy
WEC
$37.1B
$576K 0.02%
6,139
+134
+2% +$12.4K
DBMF icon
714
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.03B
$575K 0.02%
+19,761
New +$641K
IHF icon
715
iShares US Healthcare Providers ETF
IHF
$1.21B
$574K 0.02%
10,725
+2,315
+28% +$124K
SWK icon
716
Stanley Black & Decker
SWK
$14.6B
$573K 0.02%
7,627
-2,453
-24% -$191K
PWV icon
717
Invesco Large Cap Value ETF
PWV
$1.68B
$571K 0.02%
12,126
-47
-0.4% -$2.18K
VIOV icon
718
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$569K 0.02%
7,248
-1,374
-16% -$110K
CCS icon
719
Century Communities
CCS
$2.03B
$569K 0.02%
11,380
+50
+0.4% +$2.37K
HISF icon
720
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.7M
$569K 0.02%
12,911
-306
-2% -$13.4K
LIVE icon
721
Live Ventures
LIVE
$30.7M
$564K 0.02%
18,024
-454
-2% -$11.4K
CASH icon
722
Pathward Financial
CASH
$1.82B
$560K 0.02%
13,010
-10
-0.1% -$410
WTRG icon
723
Essential Utilities
WTRG
$11.2B
$555K 0.02%
11,618
+368
+3% +$16.7K
ANET icon
724
Arista Networks
ANET
$215B
$554K 0.02%
18,268
+2,816
+18% +$86.7K
COF icon
725
Capital One
COF
$127B
$553K 0.02%
5,952
+155
+3% +$15.2K
27 28
29
30 31

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.