We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-11.6%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
-$326M
Cap. Flow
-$109M
Cap. Flow %
-7.95%
Top 10 Hldgs %
20.72%
Holding
1,027
New
79
Increased
349
Reduced
397
Closed
176

Sector Composition

Rank Sector Weight
1 Technology 6.61%
2 Financials 4.8%
3 Healthcare 4.66%
4 Industrials 4.14%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
QDF icon
701
FlexShares Quality Dividend Index Fund
QDF
$2.21B
$232K 0.02%
5,818
-166
-3% -$7.29K
DES icon
702
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$231K 0.02%
9,397
+163
+2% +$4.43K
SLYV icon
703
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$231K 0.02%
4,289
+924
+27% +$56.1K
VBF icon
704
Invesco Bond Fund
VBF
$168M
$231K 0.02%
13,769
+108
+0.8% +$1.85K
ALK icon
705
Alaska Air
ALK
$5.15B
$230K 0.02%
3,787
+367
+11% +$23.7K
CI icon
706
Cigna
CI
$76.6B
$230K 0.02%
+1,211
New +$253K
SDIV icon
707
Global X SuperDividend ETF
SDIV
$1.21B
$230K 0.02%
4,487
+114
+3% +$6.46K
JRO
708
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$230K 0.02%
25,492
+9,388
+58% +$92.3K
GOLD
709
DELISTED
Randgold Resources Ltd
GOLD
$230K 0.02%
+2,805
New +$227K
NWL icon
710
Newell Brands
NWL
$2.16B
$228K 0.02%
+12,272
New +$244K
HCA icon
711
HCA Healthcare
HCA
$84.8B
$227K 0.02%
1,821
-1,958
-52% -$263K
STI
712
DELISTED
SunTrust Banks, Inc.
STI
$227K 0.02%
4,503
-1,098
-20% -$65.7K
BDJ icon
713
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$226K 0.02%
29,102
+1,167
+4% +$9.92K
ICE icon
714
CALL
Intercontinental Exchange
ICE
$82.4B
$226K 0.02%
3,000
ALLE icon
715
Allegion
ALLE
$13B
$225K 0.02%
2,818
ILCG icon
716
iShares Morningstar Growth ETF
ILCG
$3.1B
$225K 0.02%
7,100
+245
+4% +$8.28K
IWV icon
717
iShares Russell 3000 ETF
IWV
$19.5B
$225K 0.02%
1,531
-99
-6% -$15.7K
ANET icon
718
Arista Networks
ANET
$219B
$224K 0.02%
16,992
+2,064
+14% +$29.6K
DBEM icon
719
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$105M
$224K 0.02%
10,730
-474
-4% -$10.2K
LKQ icon
720
LKQ Corp
LKQ
$6.58B
$224K 0.02%
+9,433
New +$256K
TLTE icon
721
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$334M
$224K 0.02%
4,661
-378
-8% -$18.4K
ATVI
722
DELISTED
Activision Blizzard
ATVI
$224K 0.02%
4,802
+321
+7% +$19.2K
GNW icon
723
Genworth Financial
GNW
$3.8B
$223K 0.02%
47,817
-3,300
-6% -$14.2K
BPL
724
DELISTED
Buckeye Partners, L.P.
BPL
$222K 0.02%
7,656
-256
-3% -$8.15K
CB icon
725
Chubb
CB
$140B
$221K 0.02%
1,711
-40
-2% -$5.17K

Similar funds

Sigma Planning Corp's Q4 2018 Portfolio in Review

As of Q4 2018, Sigma Planning Corp held 1,027 positions worth $1.37B, down 19% from $1.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp withdrew a net $109M in Q4 2018, closing 176 positions and reducing 397 holdings. Its most notable exit was VictoryShares US Small Cap Volatility Wtd ETF, an estimated $4.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sigma Planning Corp opened a new position in State Street SPDR Bloomberg 1-3 Month T-Bill ETF worth $2.31M.

  • Sigma Planning Corp's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 25,302 shares worth $2.31M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $9.3M increase.
  • Sigma Planning Corp's biggest Q4 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $9.25M.
  • Sigma Planning Corp fully exited VictoryShares US Small Cap Volatility Wtd ETF in Q4 2018, selling an estimated $4.21M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $1.37B portfolio in Q4 2018.
  • Sigma Planning Corp opened 79 new positions and closed 176 in Q4 2018.
  • Sigma Planning Corp's portfolio value fell 19% quarter-over-quarter to $1.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.