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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
(+14%)
Cap. Flow
+$124M
Cap. Flow
% of AUM
7.28%
Top 10 Holdings %
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$14M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.41M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$7.5M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$7.44M |
| 5 |
Amazon
AMZN
|
+$6.37M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$7.04M |
| 2 |
United States Oil Fund
USO
|
+$4.36M |
| 3 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$4.28M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$3.74M |
| 5 |
Copart
CPRT
|
+$3.33M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.09% |
| 2 | Financials | 4.85% |
| 3 | Healthcare | 4.83% |
| 4 | Consumer Discretionary | 4.56% |
| 5 | Industrials | 4.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
701
iShares MSCI Canada ETF
EWC
$6.04B
| $293K | 0.02% |
10,181
-560
| -5% | -$16.1K |
|
702
OFS Capital
OFS
$43.8M
| $293K | 0.02% |
24,616
+7,659
| +45% | +$91.7K |
|
703
Sprott Physical Gold
PHYS
$14.6B
| $293K | 0.02% |
30,659
-1,670
| -5% | -$16.3K |
|
704
iShares Mortgage Real Estate ETF
REM
$542M
| $293K | 0.02% |
6,736
-757
| -10% | -$33.8K |
|
705
Huntington Bancshares
HBAN
$35.1B
| $292K | 0.02% |
19,552
+1,021
| +6% | +$16K |
|
706
Ooma
OOMA
$550M
| $292K | 0.02% |
+17,600
| New | +$282K |
|
707
Labcorp
LH
$24.3B
| $291K | 0.02% |
1,953
+179
| +10% | +$27.2K |
|
708
Neurocrine Biosciences
NBIX
$17.7B
| $291K | 0.02% |
2,370
| – | – |
|
709
First Majestic Silver
AG
$8.05B
| $289K | 0.02% |
50,924
-12,302
| -19% | -$76.2K |
|
710
Conagra Brands
CAG
$7.07B
| $289K | 0.02% |
8,498
-150
| -2% | -$5.48K |
|
711
Hershey
HSY
$35.4B
| $289K | 0.02% |
+2,829
| New | +$280K |
|
712
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $289K | 0.02% |
2,467
-382
| -13% | -$45.9K |
|
|
AGR
713
DELISTED
Avangrid, Inc.
AGR
| $289K | 0.02% |
6,024
+323
| +6% | +$16.3K |
|
714
Quest Diagnostics
DGX
$25.1B
| $288K | 0.02% |
2,666
+397
| +17% | +$43.5K |
|
715
Evolent Health
EVH
$475M
| $287K | 0.02% |
+10,115
| New | +$241K |
|
716
Biogen
BIIB
$29.9B
| $286K | 0.02% |
810
+4
| +0.5% | +$1.38K |
|
717
Sunoco
SUN
$14.2B
| $286K | 0.02% |
+9,668
| New | +$260K |
|
718
Tilray
TLRY
$479M
| $286K | 0.02% |
+199
| New | +$128K |
|
|
FBC
719
DELISTED
Flagstar Bancorp, Inc. New
FBC
| $284K | 0.02% |
9,014
-141
| -2% | -$4.71K |
|
720
Cincinnati Financial
CINF
$28.3B
| $283K | 0.02% |
3,678
-648
| -15% | -$48.3K |
|
|
FFC
721
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$768M
| $283K | 0.02% |
15,532
-318
| -2% | -$6.04K |
|
722
FlexShares Quality Dividend Index Fund
QDF
$2.21B
| $283K | 0.02% |
5,984
+446
| +8% | +$20.9K |
|
|
BPL
723
DELISTED
Buckeye Partners, L.P.
BPL
| $283K | 0.02% |
7,912
-334
| -4% | -$12K |
|
724
iShares Russell 3000 ETF
IWV
$19.5B
| $281K | 0.02% |
1,630
-63
| -4% | -$10.7K |
|
725
Weyerhaeuser
WY
$17.3B
| $281K | 0.02% |
8,694
-3,534
| -29% | -$123K |
|
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Sigma Planning Corp's Q3 2018 Portfolio in Review
As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.
- Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
- Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
- Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
- Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
- Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.
Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.