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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+1.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$755M
AUM Growth
-$1.57M
Cap. Flow
-$8.75M
Cap. Flow %
-1.16%
Top 10 Hldgs %
17.02%
Holding
817
New
100
Increased
305
Reduced
321
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.56M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.33M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.97M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$2.74M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.73M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$9.97M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$4.82M
3
ETP
Energy Transfer Partners, L.P.
ETP
+$4.39M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.18M
5
QTEC icon
First Trust NASDAQ-100 Technology Index Fund
QTEC
+$4.04M

Sector Composition

Rank Sector Weight
1 Technology 6.63%
2 Healthcare 6.21%
3 Energy 5.64%
4 Industrials 4.87%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSG
701
DELISTED
CHAMBERS STR PPTYS COM
CSG
$122K 0.02%
15,530
-1,197
-7% -$9.82K
TULP
702
Bloomia Holdings
TULP
$18.2M
$121K 0.02%
5,757
– –
MHF
703
Western Asset Municipal High Income Fund
MHF
$151M
$118K 0.02%
15,089
+44
+0.3% +$338
WEN icon
704
Wendy's
WEN
$1.33B
$116K 0.02%
10,687
-1,171
-10% -$12.5K
DHY
705
Credit Suisse High Yield Credit Fund
DHY
$238M
$114K 0.02%
40,950
-6,601
-14% -$18.3K
MNKD icon
706
MannKind Corp
MNKD
$1.28B
$113K 0.02%
4,340
-1,108
-20% -$33.4K
IGR
707
CBRE Global Real Estate Income Fund
IGR
$712M
$112K 0.01%
12,463
-4,289
-26% -$39.1K
IGD
708
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$500M
$111K 0.01%
+13,297
New +$110K
ADAM
709
Adamas Trust
ADAM
$777M
$111K 0.01%
3,575
+229
+7% +$7.15K
PBT
710
Permian Basin Royalty Trust
PBT
$1.36B
$109K 0.01%
13,523
-873
-6% -$8.24K
LRE
711
DELISTED
LRR ENERGY LP
LRE
$109K 0.01%
17,050
+2,000
+13% +$14.1K
EXG icon
712
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$104K 0.01%
10,676
-2,270
-18% -$21.7K
TSI
713
TCW Strategic Income Fund
TSI
$212M
$101K 0.01%
18,628
-3,564
-16% -$19.3K
GHI
714
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$98K 0.01%
11,225
– –
NCZ
715
Virtus Convertible & Income Fund II
NCZ
$292M
$97K 0.01%
2,876
-25
-0.9% -$853
ACG
716
DELISTED
AllianceBernstein Income Fund Inc
ACG
$97K 0.01%
12,511
-1,089
-8% -$8.2K
VALE icon
717
Vale
VALE
$62.9B
$94K 0.01%
16,639
-759
-4% -$5.5K
BDJ icon
718
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$91K 0.01%
11,139
+121
+1% +$987
MFA
719
MFA Financial
MFA
$929M
$88K 0.01%
2,797
+65
+2% +$2.06K
PBW icon
720
Invesco WilderHill Clean Energy ETF
PBW
$390M
$83K 0.01%
2,984
+61
+2% +$1.62K
FAX
721
abrdn Asia-Pacific Income Fund
FAX
$590M
$82K 0.01%
2,531
-2,040
-45% -$67.6K
REED
722
DELISTED
Reeds, Inc. Common Stock
REED
$81K 0.01%
290
+38
+15% +$10.9K
AWP
723
abrdn Global Premier Properties Fund
AWP
$377M
$79K 0.01%
3,833
+359
+10% +$7.32K
NOG icon
724
Northern Oil and Gas
NOG
$2.3B
$79K 0.01%
+1,030
New +$74.4K
AUY
725
DELISTED
Yamana Gold, Inc.
AUY
$79K 0.01%
21,997
+1,165
+6% +$4.72K
27 28
29
30 31

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Sigma Planning Corp's Q1 2015 Portfolio in Review

As of Q1 2015, Sigma Planning Corp held 817 positions worth $755M, down 0.21% from $756M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp's Q1 2015 filing shows 100 new, 305 increased, 321 reduced and 66 closed positions. Its largest new stake was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $9.97M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 7% a quarter earlier, followed by Healthcare and Energy.

  • Sigma Planning Corp's largest Q1 2015 buy was Arrow Dow Jones Global Yield ETF: 86,070 shares worth $2.09M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $4.56M increase.
  • Sigma Planning Corp's biggest Q1 2015 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $9.97M.
  • Sigma Planning Corp fully exited Energy Transfer Partners, L.P. in Q1 2015, selling an estimated $4.39M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $755M portfolio in Q1 2015.
  • Sigma Planning Corp opened 100 new positions and closed 66 in Q1 2015.
  • Sigma Planning Corp's portfolio value fell 0.21% quarter-over-quarter to $755M.

Based on Sigma Planning Corp's 13F filing for Q1 2015, filed 23 Apr 2015.