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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOM icon
676
iShares Core Moderate Allocation ETF
AOM
$1.77B
$689K 0.02%
14,441
+1,116
+8% +$53.4K
SFLR icon
677
Innovator Equity Managed Floor ETF
SFLR
$2.16B
$689K 0.02%
18,686
+56
+0.3% +$2.04K
HII icon
678
Huntington Ingalls Industries
HII
$13.1B
$687K 0.02%
2,022
-25
-1% -$7.76K
CMG icon
679
Chipotle Mexican Grill
CMG
$40.9B
$687K 0.02%
19,622
+3,306
+20% +$120K
SPEM icon
680
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$687K 0.02%
14,669
+2,724
+23% +$128K
IYH icon
681
iShares US Healthcare ETF
IYH
$3.76B
$687K 0.02%
10,546
-91
-0.9% -$5.74K
EXI icon
682
iShares Global Industrials ETF
EXI
$1.48B
$686K 0.02%
3,915
-19
-0.5% -$3.29K
PVLA
683
Palvella Therapeutics
PVLA
$2.24B
$680K 0.02%
+6,500
New +$554K
SUN icon
684
Sunoco
SUN
$13.6B
$680K 0.02%
12,972
-956
-7% -$50.5K
AWK icon
685
American Water Works
AWK
$26.6B
$680K 0.02%
5,209
-118
-2% -$15.8K
BKNG icon
686
Booking.com
BKNG
$158B
$680K 0.02%
3,175
-200
-6% -$41.2K
NSC icon
687
Norfolk Southern
NSC
$75.6B
$678K 0.02%
2,347
-63
-3% -$18.2K
SMLF icon
688
iShares US Small Cap Equity Factor ETF
SMLF
$4.29B
$676K 0.02%
9,033
+1,400
+18% +$104K
SHV icon
689
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$676K 0.02%
6,140
-375
-6% -$41.4K
CARR icon
690
Carrier Global
CARR
$52.4B
$675K 0.02%
12,784
-1,055
-8% -$58.7K
SQM icon
691
Sociedad Química y Minera de Chile
SQM
$20.8B
$673K 0.02%
9,788
-715
-7% -$39.4K
BJUL icon
692
Innovator US Equity Buffer ETF July
BJUL
$353M
$673K 0.02%
13,262
-332
-2% -$16.6K
SPOT icon
693
Spotify
SPOT
$105B
$670K 0.02%
1,154
-359
-24% -$224K
KMTS
694
Kestra Medical Technologies
KMTS
$1.65B
$670K 0.02%
25,250
– –
BAUG icon
695
Innovator US Equity Buffer ETF August
BAUG
$203M
$667K 0.02%
13,339
– –
KBWB icon
696
Invesco KBW Bank ETF
KBWB
$6.72B
$664K 0.02%
7,875
+627
+9% +$49.6K
GSL icon
697
Global Ship Lease
GSL
$1.52B
$662K 0.02%
18,892
-258
-1% -$8.38K
LDSF icon
698
First Trust Low Duration Strategic Focus ETF
LDSF
$162M
$661K 0.02%
34,522
-40
-0.1% -$766
SVOL icon
699
Simplify Volatility Premium ETF
SVOL
$533M
$658K 0.02%
37,456
+1,841
+5% +$32.4K
FID icon
700
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$170M
$657K 0.02%
31,975
-9,827
-24% -$198K
26 27
28
29 30

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MAM
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BCP
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MIM
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.