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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VONV icon
676
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$698K 0.02%
7,807
+94
+1% +$8.21K
SUN icon
677
Sunoco
SUN
$14B
$697K 0.02%
13,928
-2,378
-15% -$124K
GMAY icon
678
FT Vest US Equity Moderate Buffer ETF May
GMAY
$526M
$694K 0.02%
17,148
-2,071
-11% -$82.4K
LGOV icon
679
First Trust Long Duration Opportunities ETF
LGOV
$622M
$693K 0.02%
31,864
-27,269
-46% -$585K
SNOW icon
680
Snowflake
SNOW
$94.6B
$692K 0.02%
3,069
-49
-2% -$10.5K
OHI icon
681
Omega Healthcare
OHI
$15.3B
$690K 0.02%
16,354
-1,372
-8% -$55.3K
PBI icon
682
Pitney Bowes
PBI
$2.46B
$689K 0.02%
60,359
-2,514
-4% -$29.3K
COIN icon
683
Coinbase
COIN
$44.1B
$688K 0.02%
2,039
+188
+10% +$63.7K
RSG icon
684
Republic Services
RSG
$66.7B
$687K 0.02%
2,994
-5,006
-63% -$1.17M
QCJL
685
FT Vest Nasdaq-100 Conservative Buffer ETF - July
QCJL
$67.4M
$686K 0.02%
+29,475
New +$673K
XMAY
686
FT Vest U.S. Equity Enhance & Moderate Buffer ETF - May
XMAY
$18.9M
$685K 0.02%
20,018
-165
-0.8% -$5.57K
PODD icon
687
Insulet
PODD
$11.4B
$683K 0.02%
+2,212
New +$693K
KTOS icon
688
Kratos Defense & Security Solutions
KTOS
$9.27B
$683K 0.02%
+7,471
New +$478K
THC icon
689
Tenet Healthcare
THC
$21B
$681K 0.02%
3,356
+37
+1% +$6.57K
POOL icon
690
Pool Corp
POOL
$6.73B
$680K 0.02%
2,193
+278
+15% +$87.1K
EXI icon
691
iShares Global Industrials ETF
EXI
$1.42B
$680K 0.02%
3,934
+11
+0.3% +$1.86K
PGR icon
692
Progressive
PGR
$125B
$679K 0.02%
2,749
-2,463
-47% -$607K
CGCB icon
693
Capital Group Core Bond ETF
CGCB
$5.71B
$678K 0.02%
25,496
-2,573
-9% -$67.9K
BJUL icon
694
Innovator US Equity Buffer ETF July
BJUL
$343M
$675K 0.02%
13,594
-50
-0.4% -$2.42K
SFLR icon
695
Innovator Equity Managed Floor ETF
SFLR
$2.1B
$671K 0.02%
18,630
+11,258
+153% +$392K
TDVG icon
696
T. Rowe Price Dividend Growth ETF
TDVG
$1.42B
$670K 0.02%
15,232
+1,656
+12% +$71.2K
PDI icon
697
PIMCO Dynamic Income Fund
PDI
$7.33B
$668K 0.02%
33,711
+3,187
+10% +$61.8K
FFSM icon
698
Fidelity Fundamental Small-Mid Cap ETF
FFSM
$1.47B
$665K 0.02%
+22,768
New +$646K
LDSF icon
699
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$661K 0.02%
34,562
-3,266
-9% -$62.2K
EFC
700
Ellington Financial
EFC
$1.68B
$660K 0.02%
50,843
-1,338
-3% -$17.8K
26 27
28
29 30

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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.