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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LHX icon
676
L3Harris
LHX
$55.9B
$544K 0.02%
3,124
-14
-0.4% -$2.58K
LIVE icon
677
Live Ventures
LIVE
$29.8M
$544K 0.02%
19,229
+790
+4% +$21.5K
CMG icon
678
Chipotle Mexican Grill
CMG
$40.8B
$544K 0.02%
14,800
-78,300
-84% -$3.05M
FMAT icon
679
Fidelity MSCI Materials Index ETF
FMAT
$585M
$543K 0.02%
12,286
-19,220
-61% -$889K
XMMO icon
680
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
$542K 0.02%
6,735
-632
-9% -$51.4K
REZ icon
681
iShares Residential and Multisector Real Estate ETF
REZ
$914M
$541K 0.02%
8,196
-691
-8% -$49.4K
NSC icon
682
Norfolk Southern
NSC
$78.8B
$540K 0.02%
2,741
-105
-4% -$22.7K
NNN icon
683
NNN REIT
NNN
$9.39B
$540K 0.02%
15,277
+131
+0.9% +$5.25K
BSX icon
684
Boston Scientific
BSX
$65.8B
$539K 0.02%
10,213
+746
+8% +$39.1K
CAH icon
685
Cardinal Health
CAH
$53.4B
$539K 0.02%
6,204
-64
-1% -$5.79K
BSCU icon
686
Invesco BulletShares 2030 Corporate Bond ETF
BSCU
$2.63B
$536K 0.02%
34,395
+400
+1% +$6.39K
NET icon
687
Cloudflare
NET
$93B
$531K 0.02%
8,419
-733
-8% -$46.9K
SPHQ icon
688
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
$530K 0.02%
10,585
+1,321
+14% +$67.7K
FISV
689
Fiserv Inc
FISV
$27.2B
$529K 0.02%
+4,682
New +$577K
RCKT icon
690
Rocket Pharmaceuticals
RCKT
$348M
$528K 0.02%
25,780
-307
-1% -$5.58K
PMAR icon
691
Innovator US Equity Power Buffer ETF March
PMAR
$755M
$528K 0.02%
15,767
-925
-6% -$31.4K
WU icon
692
Western Union
WU
$2.57B
$527K 0.02%
+39,976
New +$490K
PBA icon
693
Pembina Pipeline
PBA
$29.9B
$526K 0.02%
17,496
+19
+0.1% +$585
DGRW icon
694
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$525K 0.02%
8,265
+2,053
+33% +$136K
SPG icon
695
Simon Property Group
SPG
$74.5B
$525K 0.02%
4,855
+416
+9% +$48.7K
IIPR icon
696
Innovative Industrial Properties
IIPR
$1.78B
$524K 0.02%
6,922
+45
+0.7% +$3.6K
GNW icon
697
Genworth Financial
GNW
$3.8B
$521K 0.02%
88,932
+84
+0.1% +$485
GPC icon
698
Genuine Parts
GPC
$17.1B
$521K 0.02%
3,608
-212
-6% -$32.9K
IMO icon
699
Imperial Oil
IMO
$62.1B
$520K 0.02%
8,450
+246
+3% +$13.5K
QSR icon
700
Restaurant Brands International
QSR
$25.1B
$520K 0.02%
7,800
+184
+2% +$13.2K
26 27
28
29 30

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.