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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNDC icon
676
FlexShares Core Select Bond Fund
BNDC
$168M
$521K 0.02%
19,305
– –
CIK
677
Credit Suisse Asset Management Income Fund
CIK
$134M
$518K 0.02%
164,561
-3,234
-2% -$9.98K
EEFT icon
678
Euronet Worldwide
EEFT
$3.1B
$516K 0.02%
3,560
-1,765
-33% -$205K
NARI
679
DELISTED
Inari Medical, Inc. Common Stock
NARI
$515K 0.02%
5,900
-200
-3% -$14.1K
ZG icon
680
Zillow
ZG
$7.66B
$514K 0.02%
3,781
+55
+1% +$6.2K
HZNP
681
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$514K 0.02%
7,027
-5,938
-46% -$441K
FMB icon
682
First Trust Managed Municipal ETF
FMB
$2.04B
$513K 0.02%
9,048
+2,240
+33% +$125K
RING icon
683
iShares MSCI Global Gold Miners ETF
RING
$2.26B
$513K 0.02%
17,204
+5,784
+51% +$179K
NEM icon
684
Newmont
NEM
$96.7B
$510K 0.02%
8,513
+4,811
+130% +$296K
ADI icon
685
Analog Devices
ADI
$180B
$507K 0.02%
3,429
+266
+8% +$35.3K
DBEM icon
686
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$102M
$506K 0.02%
18,356
-89
-0.5% -$2.32K
EXAS
687
DELISTED
Exact Sciences
EXAS
$505K 0.02%
3,815
+161
+4% +$19.5K
IDXX icon
688
Idexx Laboratories
IDXX
$45.2B
$505K 0.02%
1,010
-357
-26% -$160K
KMI icon
689
Kinder Morgan
KMI
$71.1B
$505K 0.02%
36,947
-45,046
-55% -$603K
HR icon
690
Healthcare Realty
HR
$7.47B
$504K 0.02%
18,286
-191
-1% -$5.04K
EPD icon
691
Enterprise Products Partners
EPD
$84.7B
$502K 0.02%
25,621
+46
+0.2% +$856
PBW icon
692
Invesco WilderHill Clean Energy ETF
PBW
$392M
$501K 0.02%
+4,847
New +$393K
HMLP
693
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$501K 0.02%
35,022
+3,992
+13% +$51.5K
ADBE icon
694
CALL
Adobe
ADBE
$99.4B
$500K 0.02%
+1,000
New +$483K
NXTG icon
695
First Trust Indxx NextG ETF
NXTG
$528M
$500K 0.02%
7,229
+3,059
+73% +$196K
ECL icon
696
Ecolab
ECL
$79.6B
$499K 0.02%
2,306
+248
+12% +$51.8K
MCHP icon
697
Microchip Technology
MCHP
$41.4B
$499K 0.02%
7,232
-1,218
-14% -$75.8K
GUNR icon
698
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.17B
$498K 0.02%
15,293
-10,178
-40% -$306K
X
699
DELISTED
US Steel
X
$496K 0.02%
29,592
-2,877
-9% -$35.8K
CHGG icon
700
Chegg
CHGG
$121M
$494K 0.02%
5,467
+64
+1% +$5.08K
26 27
28
29 30

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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.