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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.67%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.94B
AUM Growth
+$180M
Cap. Flow
+$124M
Cap. Flow %
6.4%
Top 10 Hldgs %
20.35%
Holding
1,072
New
132
Increased
502
Reduced
333
Closed
83

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.07M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.35M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.68M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.71M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.32M

Top Sells

Rank Stock Value
1
SOXX icon
iShares Semiconductor ETF
SOXX
+$5.42M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.17M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.16M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$3.41M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.03M

Sector Composition

Rank Sector Weight
1 Technology 7.37%
2 Financials 4.66%
3 Healthcare 4.23%
4 Consumer Discretionary 4.19%
5 Industrials 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNM icon
676
Unum
UNM
$13.8B
$337K 0.02%
10,059
+31
+0.3% +$1.07K
KL
677
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$337K 0.02%
7,849
-4,501
-36% -$156K
ICE icon
678
Intercontinental Exchange
ICE
$82.4B
$336K 0.02%
3,904
-3,473
-47% -$284K
RRC icon
679
Range Resources
RRC
$9.11B
$336K 0.02%
48,115
+5,497
+13% +$47.8K
BWX icon
680
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$335K 0.02%
11,600
-240
-2% -$6.72K
GPK icon
681
Graphic Packaging
GPK
$3.26B
$335K 0.02%
23,994
+6,802
+40% +$91.2K
FLTB icon
682
Fidelity Limited Term Bond ETF
FLTB
$415M
$334K 0.02%
6,583
-2,244
-25% -$113K
VMW
683
CALL
DELISTED
VMware, Inc
VMW
$334K 0.02%
2,000
– –
VER
684
DELISTED
VEREIT, Inc.
VER
$334K 0.02%
7,414
-46
-0.6% -$1.99K
CRON
685
Cronos Group
CRON
$1.05B
$332K 0.02%
20,745
+4,873
+31% +$78.7K
CXT icon
686
Crane NXT
CXT
$3.04B
$332K 0.02%
11,438
– –
MAN icon
687
ManpowerGroup
MAN
$2.39B
$332K 0.02%
3,435
-18
-0.5% -$1.64K
BPYU
688
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$332K 0.02%
17,563
-2,192
-11% -$43.7K
SLY
689
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$332K 0.02%
4,908
-31
-0.6% -$2.08K
CDNS icon
690
Cadence Design Systems
CDNS
$90B
$331K 0.02%
+4,676
New +$313K
AJG icon
691
Arthur J. Gallagher & Co
AJG
$63.7B
$328K 0.02%
3,748
+518
+16% +$43.2K
NVDA icon
692
CALL
NVIDIA
NVDA
$5.01T
$328K 0.02%
+80,000
New +$332K
BBF
693
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$328K 0.02%
23,298
+9,151
+65% +$128K
TLTD icon
694
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$655M
$327K 0.02%
5,378
+1,098
+26% +$66.9K
XSLV icon
695
Invesco S&P SmallCap Low Volatility ETF
XSLV
$249M
$327K 0.02%
6,806
+1,726
+34% +$82.3K
FAF icon
696
First American
FAF
$7.67B
$326K 0.02%
6,076
+1,155
+23% +$62.9K
SWCH
697
DELISTED
Switch, Inc. Class A Common Stock
SWCH
$325K 0.02%
+24,810
New +$293K
FJP icon
698
First Trust Japan AlphaDEX Fund
FJP
$247M
$324K 0.02%
+6,728
New +$327K
PKW icon
699
Invesco BuyBack Achievers ETF
PKW
$1.69B
$324K 0.02%
5,172
-324
-6% -$20K
REGN icon
700
Regeneron Pharmaceuticals
REGN
$68.8B
$324K 0.02%
+1,035
New +$345K
26 27
28
29 30

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Sigma Planning Corp's Q2 2019 Portfolio in Review

As of Q2 2019, Sigma Planning Corp held 1,072 positions worth $1.94B, up 10% from $1.76B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q2 2019, opening 132 new positions and adding to 502 existing holdings. Its largest new stake was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares S&P 500 Value ETF, an estimated $5.17M trimmed.

  • Sigma Planning Corp's largest Q2 2019 buy was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q2 2019, an estimated $9.07M increase.
  • Sigma Planning Corp's biggest Q2 2019 reduction was iShares S&P 500 Value ETF, cutting an estimated $5.17M.
  • Sigma Planning Corp fully exited iShares Semiconductor ETF in Q2 2019, selling an estimated $5.42M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.94B portfolio in Q2 2019.
  • Sigma Planning Corp opened 132 new positions and closed 83 in Q2 2019.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $1.94B.

Based on Sigma Planning Corp's 13F filing for Q2 2019, filed 1 Aug 2019.