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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
(+14%)
Cap. Flow
+$124M
Cap. Flow
% of AUM
7.28%
Top 10 Holdings %
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$14M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.41M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$7.5M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$7.44M |
| 5 |
Amazon
AMZN
|
+$6.37M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$7.04M |
| 2 |
United States Oil Fund
USO
|
+$4.36M |
| 3 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$4.28M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$3.74M |
| 5 |
Copart
CPRT
|
+$3.33M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.09% |
| 2 | Financials | 4.85% |
| 3 | Healthcare | 4.83% |
| 4 | Consumer Discretionary | 4.56% |
| 5 | Industrials | 4.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
Invesco Semiconductors ETF
PSI
$2.44B
| $305K | 0.02% |
17,223
-4,380
| -20% | -$79.4K |
|
677
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$655M
| $304K | 0.02% |
4,655
+410
| +10% | +$26.7K |
|
678
Check Point Software Technologies
CHKP
$13.3B
| $303K | 0.02% |
2,575
-512
| -17% | -$58.2K |
|
679
Golub Capital BDC
GBDC
$3.33B
| $303K | 0.02% |
16,494
+5,439
| +49% | +$100K |
|
680
Palo Alto Networks
PANW
$264B
| $303K | 0.02% |
+8,076
| New | +$294K |
|
681
Vanguard Industrials ETF
VIS
$8.23B
| $302K | 0.02% |
2,047
-250
| -11% | -$36K |
|
682
iShares US Utilities ETF
IDU
$1.41B
| $301K | 0.02% |
4,486
-44
| -1% | -$2.97K |
|
683
iShares Morningstar US Equity ETF
ILCB
$1.26B
| $301K | 0.02% |
7,148
-2,588
| -27% | -$106K |
|
|
PX
684
DELISTED
Praxair Inc
PX
| $301K | 0.02% |
1,871
+46
| +3% | +$7.39K |
|
685
Fortive
FTV
$19B
| $300K | 0.02% |
5,647
+211
| +4% | +$10.8K |
|
686
British American Tobacco
BTI
$132B
| $298K | 0.02% |
6,388
-569
| -8% | -$28.9K |
|
687
Invesco Value Municipal Income Trust
IIM
$583M
| $298K | 0.02% |
21,509
-454
| -2% | -$6.42K |
|
688
Marriott International
MAR
$98.7B
| $298K | 0.02% |
2,257
+323
| +17% | +$41.2K |
|
689
Invesco Large Cap Growth ETF
PWB
$2.29B
| $298K | 0.02% |
6,185
+978
| +19% | +$45.9K |
|
690
Marathon Petroleum
MPC
$90.3B
| $297K | 0.02% |
3,712
+345
| +10% | +$27.3K |
|
691
RingCentral
RNG
$4.05B
| $297K | 0.02% |
+3,195
| New | +$276K |
|
|
GAP
692
The Gap Inc
GAP
$6.84B
| $297K | 0.02% |
10,305
+455
| +5% | +$13.6K |
|
|
AGNT
693
AGNT Inc
AGNT
$664M
| $296K | 0.02% |
+32,230
| New | +$245K |
|
|
ECYT
694
DELISTED
Endocyte, Inc. Common Stock
ECYT
| $296K | 0.02% |
16,643
+5,993
| +56% | +$103K |
|
695
WisdomTree International AI Enhanced Value Fund
AIVI
$60.2M
| $295K | 0.02% |
7,024
+365
| +5% | +$15.4K |
|
|
HBI
696
DELISTED
Hanesbrands
HBI
| $295K | 0.02% |
16,003
-3,607
| -18% | -$70K |
|
697
iShares US Transportation ETF
IYT
$2.33B
| $295K | 0.02% |
5,764
+760
| +15% | +$38K |
|
698
Match Group
MTCH
$8.84B
| $295K | 0.02% |
+5,100
| New | +$239K |
|
699
Pitney Bowes
PBI
$2.42B
| $294K | 0.02% |
41,503
+6,386
| +18% | +$51.6K |
|
700
Allison Transmission
ALSN
$10.1B
| $293K | 0.02% |
5,637
-102
| -2% | -$4.78K |
|
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Sigma Planning Corp's Q3 2018 Portfolio in Review
As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.
- Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
- Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
- Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
- Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
- Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.
Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.