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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
Cap. Flow
+$65.6M
Cap. Flow %
9.18%
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.66M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.86M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.7M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.54M
5
MBB icon
iShares MBS ETF
MBB
+$5.52M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.45M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$3.13M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$2.43M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$2.35M
5
SCI icon
Service Corp International
SCI
+$2.25M

Sector Composition

Rank Sector Weight
1 Healthcare 5.8%
2 Technology 5.68%
3 Consumer Staples 5.32%
4 Industrials 4.77%
5 Financials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VALE icon
676
Vale
VALE
$62.9B
$43K 0.01%
13,170
-3,207
-20% -$12.8K
AUY
677
DELISTED
Yamana Gold, Inc.
AUY
$41K 0.01%
22,025
+56
+0.3% +$117
XRDC
678
DELISTED
Crossroads Capital, Inc
XRDC
$41K 0.01%
12,876
-6,286
-33% -$25K
DHY
679
Credit Suisse High Yield Credit Fund
DHY
$238M
$39K 0.01%
17,161
-9,998
-37% -$23.2K
BBEP
680
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$37K 0.01%
55,284
-1,743
-3% -$3.15K
CRC
681
DELISTED
California Resources Corporation
CRC
$30K ﹤0.01%
+1,282
New +$46.2K
NSU
682
DELISTED
Nevsun Resources Ltd.
NSU
$29K ﹤0.01%
10,872
– –
PWE
683
DELISTED
Penn West Energy Petroleum Ltd
PWE
$21K ﹤0.01%
25,338
-24,798
-49% -$26.3K
GOGL
684
DELISTED
Golden Ocean Group
GOGL
$20K ﹤0.01%
3,709
-60
-2% -$544
ARTX
685
DELISTED
Arotech Corporation
ARTX
$20K ﹤0.01%
10,000
– –
CDMO
686
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$19K ﹤0.01%
2,357
+357
+18% +$2.88K
LINE
687
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$17K ﹤0.01%
13,224
-2,863
-18% -$6.38K
ALO
688
DELISTED
Alio Gold Inc
ALO
$12K ﹤0.01%
8,371
– –
DNN icon
689
Denison Mines
DNN
$2.63B
$11K ﹤0.01%
22,028
-3,571
-14% -$1.5K
MHR
690
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$9K ﹤0.01%
561,500
+550,470
+4,991% +$196K
DRYS
691
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
GDP
692
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$3K ﹤0.01%
10,500
-600
-5% -$300
SD
693
DELISTED
SANDRIDGE ENERGY, INC.
SD
$3K ﹤0.01%
14,200
-2,366
-14% -$787
WRES
694
DELISTED
WARREN RESOURCES INC
WRES
$3K ﹤0.01%
14,266
– –
AMED
695
DELISTED
Amedisys
AMED
– –
-35,231
Closed -$1.34M
BAC icon
696
CALL
Bank of America
BAC
$435B
– –
-20,000
Closed -$312K
BHC icon
697
Bausch Health
BHC
$1.65B
– –
-1,365
Closed -$243K
BNS icon
698
Scotiabank
BNS
$106B
– –
-14,790
Closed -$630K
BPT
699
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
– –
-7,171
Closed -$295K
CHW
700
Calamos Global Dynamic Income Fund
CHW
$544M
– –
-10,532
Closed -$73K
26 27
28
29 30

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Sigma Planning Corp's Q4 2015 Portfolio in Review

As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.

  • Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
  • Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
  • Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
  • Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.

Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.