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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
(+5.8%)
Cap. Flow
-$72.1M
Cap. Flow
% of AUM
-2.05%
Top 10 Holdings %
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
|
+$4.27M |
| 2 |
First Trust Rising Dividend Achievers ETF
RDVY
|
+$3.77M |
| 3 |
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
|
+$3.58M |
| 4 |
Chevron
CVX
|
+$3.38M |
| 5 |
Invesco S&P 500 Momentum ETF
SPMO
|
+$3.08M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard S&P 500 ETF
VOO
|
+$12.9M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$9.65M |
| 3 |
Pacer US Cash Cows 100 ETF
COWZ
|
+$8.83M |
| 4 |
AbbVie
ABBV
|
+$8.72M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$7.83M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.65% |
| 2 | Financials | 4.45% |
| 3 | Consumer Discretionary | 4.26% |
| 4 | Industrials | 3.55% |
| 5 | Communication Services | 3.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
Seagate
STX
$185B
| $734K | 0.02% |
3,108
+42
| +1% | +$7.17K |
|
652
Exelon
EXC
$48.2B
| $733K | 0.02% |
16,290
-66
| -0.4% | -$2.9K |
|
653
FedEx
FDX
$73.5B
| $732K | 0.02% |
3,105
-217
| -7% | -$50K |
|
654
DNP Select Income Fund
DNP
$4.15B
| $732K | 0.02% |
73,050
+3,355
| +5% | +$33K |
|
655
Yum! Brands
YUM
$40.7B
| $729K | 0.02% |
4,795
+2,221
| +86% | +$327K |
|
656
Booking.com
BKNG
$145B
| $728K | 0.02% |
3,375
-75
| -2% | -$16.7K |
|
657
Mueller Industries
MLI
$14.2B
| $728K | 0.02% |
+14,398
| New | +$661K |
|
658
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.7B
| $726K | 0.02% |
+9,687
| New | +$695K |
|
659
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
| $724K | 0.02% |
17,197
-7,946
| -32% | -$332K |
|
660
Norfolk Southern
NSC
$77.1B
| $724K | 0.02% |
2,410
-74
| -3% | -$20.6K |
|
|
MSIF
661
MSC Income Fund Inc
MSIF
$514M
| $722K | 0.02% |
+54,971
| New | +$818K |
|
662
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
| $720K | 0.02% |
6,515
+7
| +0.1% | +$772 |
|
663
Defiance Quantum ETF
QTUM
$5.21B
| $719K | 0.02% |
6,856
+344
| +5% | +$33K |
|
664
Janus Henderson B-BBB CLO ETF
JBBB
$1.41B
| $719K | 0.02% |
+14,919
| New | +$720K |
|
665
iShares US Utilities ETF
IDU
$1.39B
| $718K | 0.02% |
6,478
+85
| +1% | +$9.17K |
|
666
FT Vest Buffered Allocation Growth ETF
BUFG
$324M
| $713K | 0.02% |
26,449
+172
| +0.7% | +$4.51K |
|
667
iShares US Medical Devices ETF
IHI
$3.06B
| $712K | 0.02% |
11,847
-1,236
| -9% | -$75.6K |
|
668
Bread Financial
BFH
$4.29B
| $711K | 0.02% |
12,743
-2,643
| -17% | -$163K |
|
669
Diageo
DEO
$47.3B
| $710K | 0.02% |
7,440
+1,348
| +22% | +$141K |
|
|
LIF
670
Life360
LIF
$4.36B
| $710K | 0.02% |
6,675
+1,575
| +31% | +$133K |
|
671
iShares Biotechnology ETF
IBB
$9.44B
| $704K | 0.02% |
4,879
-137
| -3% | -$18.7K |
|
672
Lemonade
LMND
$4.76B
| $703K | 0.02% |
+13,125
| New | +$640K |
|
673
Innovator US Equity Buffer ETF June
BJUN
$312M
| $698K | 0.02% |
15,270
-22
| -0.1% | -$984 |
|
674
JPMorgan Core Plus Bond ETF
JCPB
$13.9B
| $698K | 0.02% |
14,683
-1,487
| -9% | -$70K |
|
675
Global X SuperDividend REIT ETF
SRET
$237M
| $698K | 0.02% |
32,256
+3,366
| +12% | +$72.3K |
|
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Sigma Planning Corp's Q3 2025 Portfolio in Review
As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.
- Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
- Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
- Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
- Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
- Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
- Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
- Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.
Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.